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Transitions in mental health and addiction care for youth and their families: a scoping review of needs, barriers, and facilitators

Abstract

Introduction

Transitional-aged youth (TAY) with mental health and/or addictions (MHA) concerns and their families experience significant challenges finding, accessing, and transitioning through needed MHA care. To develop appropriate supports that assist TAY and their families in navigating MHA care, their experiences of transitions in the MHA care system must be better understood. This scoping review identifies and explores the needs, barriers, and facilitators for TAY and their families when transitioning through MHA care.

Methods

This scoping review commenced with a search of five relevant databases. Three research team members were involved in title, abstract, and full-text scanning and data extraction. Sources focusing on TAY anywhere between the ages of 12–29 years and meeting the study objectives were included. Extractions compiled background and narrative information about the nature and extent of the data. Analysis and synthesis of findings involved numerical description of the general information extracted (e.g., numbers of sources by country) and thematic analysis of narrative information extracted (e.g., family involvement in TAY help-seeking).

Results

A total of 5894 sources were identified. Following title and abstract scanning, 1037 sources remained for full-text review. A total of 66 sources were extracted. Findings include background information about extracted sources, in addition to five themes that emerged pertaining to barriers and facilitators to access and transitions through care and the needs and roles of TAY and families in supporting help-seeking and care transitions: holistic supports, proactive preparation, empowering TAY and families, collaborative relationships, and systemic considerations. These five themes demonstrate approaches to care that can ensure TAY and families’ needs are met, barriers are mitigated, and facilitators are enhanced.

Conclusion

This review provides essential contextual information regarding TAY with MHA concerns and their families’ needs when seeking care. Such findings lend to an enhanced understanding of how MHA programs can support this population’s needs, involve family members as appropriate, reduce the barriers experienced, and work to build upon existing facilitators.

Peer Review reports

Introduction

The transitional-aged youth (TAY) period (typically considered to be anywhere between 12 and 29 years of age) [1, 2] is a time marked by social, developmental, biological, and psychological changes. This also represents a particularly vulnerable time when mental health and addictions (MHA) issues first appear or increase in severity and complexity [2,3,4]. Early intervention is critical as it may reduce the current and lifetime burden of illness for the youth [1, 2, 5, 6]. For example, in Canada, MHA issues affect an estimated 1.2 million children and youth, yet fewer than 20% receive appropriate treatment for these concerns [6]. TAY have complex needs that impact their transitions through various facets of the care system [7]. As TAY age out of child services, they must meet eligibility criteria for adult services. These transitions can be abrupt, whereby youth may be required to move to the adult system even if they are not ready. This can lead to interruptions in care [4], as TAY may find they are considered not unwell enough or not developmentally ready for adult services, while no longer eligible for child services [4, 8]. TAY also move between multiple levels and types of care, including emergency departments, hospital admissions, outpatient visits, primary care physician visits, and mobile crisis response [9, 10]. They may not receive effective or appropriate treatment for their presenting needs, possibly due to a lack of expertise [11] or lack of access to sufficiently intensive supports [12]. In effect, overall service utilization tends to decrease during care transitions [4] resulting in high levels of unmet need for service and significantly less connection to needed services than other age groups [4, 13]. Experiences of inefficient and unnecessary transitions between services and discontinuous care may lead TAY into developing negative attitudes or mistrust of the system, or into disengaging from care entirely [3, 14, 15].

Family members support TAY by advocating, motivating, and driving the care plan [16], particularly when the youth’s symptoms prevent them from pursuing care on their own [14]. In fact, parental concern for their youth is often the initiating factor for referral to MHA services [14]. Self-referral increases as the youth ages but the family continues to play a significant role, especially until the youth is financially independent [14]. Families’ ability to be a resource for their youth may vary, depending on their own needs and backgrounds [15]. Families are often active in facilitating access to appropriate help, encouraging help-seeking behaviours in their youth, and are the source of important health-related information necessary for providers to complete accurate assessment and monitoring of outcomes [14, 17]. Levels of family involvement vary; some families may wish to encourage independence while remaining available as a “safety net” should the need arise [15]. Involving the family/caregivers can reduce both TAY disengagement from care and caregiver strain [18]. Services can provide parent support in conjunction with youth service, or independently if the youth is not yet willing to engage in service or prefers to receive separate support [2]. Therefore, support for access to and continuity of care for TAY is essential and should include appropriate support for the whole family [11]. Although previous reviews have explored related issues, including: transitions needs of youth with intellectual and developmental disabilities [19, 20], and their families [21, 22] gaps in the Canadian child and adult MHA care systems [23], and even the barriers to care in TAY with MHA concerns; [16, 24] needs, barriers, and facilitators of transitions in care for TAY and their families need to be better understood so that service providers and decision-makers can ensure that TAY and their families experience seamless transitions. Thus, the purpose of this review was to identify and explore the needs of, and barriers and facilitators for, TAY and their families when transitioning through MHA care.

Methods

Scoping review methodology was used for this study to allow for an examination of the range and extent of literature on the topic of interest, as well as identification of existing gaps in the knowledge base [25]. Scoping reviews also allow for questions that promote greater exploration and conceptual breadth than would be required in systematic reviews [25, 26]. Guidelines from Arksey and O’Malley’s (2005) six-stage framework, further elaborated upon by Levac et al. (2010) were applied in this scoping review. The scoping review protocol was developed a priori and is available on request. The PRISMA Extension for Scoping Reviews Checklist was used to ensure all essential items were captured in this report [27].

Stage 1: identification of research questions

The research questions guiding this review were developed collaboratively by the research team, which included researchers, medical professionals, MHA system decision-makers, and patient partners. The research questions guiding this review were as follows: (1) What is the role of families in help-seeking activities for TAY with MHA concerns? and (2) What are the barriers and facilitators of access to MHA care for TAY and their families?

Stage 2: identification of relevant sources

With the assistance of a research librarian at Sunnybrook Health Sciences Centre, a search strategy was developed to identify relevant sources in the following databases: Cochrane Central Register of Controlled Trials (CCRCT), Cochrane Database of Systematic Reviews (CDSR), CINAHL, EmBase, Medline, and PsycINFO. A gray literature search for unpublished research was also conducted using the following sources: Google Advanced, Web of Science, ProQuest Dissertations and Theses, and websites relevant to youth mental health. The inclusion of grey literature was of importance to this study as community-based mental health agencies or other bodies serving TAY might publish reports, guidelines, or patient education materials that address the topic of interest, outside of the academic literature. A combination of relevant key terms was used in the search of both published and gray literature, including and related to TAY, mental health and/or addictions, needs, barriers, facilitators, help-seeking, and families. Results were limited to the English language, and there were no limitations based on the year of publication. Additionally, reference lists of sources chosen for charting were searched by hand to identify relevant sources that were not found through the database searches. See Table 1 for a sample search strategy. Full search strategies for each database are available in Supplementary File 1. Searching was completed on February 11, 2020.

Table 1 Sample search strategy (MEDLINE)

Stage 3: selection of evidence

Using Covidence software [28], three reviewers individually screened the titles and abstracts of all sources identified through the above search strategy using the following inclusion criteria: sources that focus on factors that help or hinder access to and transitions in mental health and/or addictions care, specifically for transitional aged youth aged 12–29 years; sources that discuss the role of families in MHA care access and transition activities; and sources that examine system perspectives on access to and transitions in care for TAY with MHA concerns. Sources that focused on interventions and/or preventative programs for mental health and/or addictions issues; access primarily for neurodevelopmental disorders; access in relation to complex factors such as homelessness, the justice system, emergency department use, and foster care; and disengagement from treatment were excluded from this review because of the primary focus on access to and transitions in care for mental health and/or addictions issues in TAY. Conference abstracts, dissertations, and book reviews were also excluded from the review. However, other article types (e.g., commentaries, perspectives) were included as they often included narrative reviews, insights from front-line practice, or even first-hand accounts from persons with lived experience; all of which were valuable to integrate into the findings of the current study to supplement learnings from primary research. No exclusions were made based on the year of publication, country of origin, or research methods. As is characteristic of scoping reviews, inclusion/exclusion criteria were refined as familiarity with available literature increased [29]. Full texts of all sources chosen for inclusion were then further screened for eligibility by two members of the research team. A third member of the team was consulted to resolve conflicts related to decisions about source inclusion by meaningfully discussing the rationale for source inclusion. Although generally not required for scoping reviews, a quality assessment rubric was used to confirm a minimum level of quality of each source chosen for inclusion [30]. The rubric utilized was applicable to all article types, and its design and content are reported elsewhere [30]. In general, the rubric supports assessment of various elements of article content (e.g., introduction and aims, sampling, transferability/generalizability), as applicable. This quality appraisal process was undertaken to ensure that sources were appropriately and adequately reported, prior to their inclusion in the review. Two analysts (HC and SC) independently completed the rubric for each source. Following quality appraisal, no sources were removed, in that all obtained a passing score (greater than 18/36). Please see Fig. 1 for the PRISMA flow diagram.

Fig. 1
figure 1

PRISMA flow diagram

Stage 4: charting the data

A data extraction form was produced in Microsoft Excel. Two research assistants (HC and SC) charted nine of the same eligible sources to check for consistency and reliability, with review from the study investigator (RM). The categories included in the charting template underwent iterative changes based on findings from charting the initial few sources [29]. The remaining sources were then divided between HC and SC and charted independently, with regular checks for accuracy and consistency by the study investigator (RM). Information charted in the extraction form contributed to the development of a descriptive numerical summary [29] of the sources and included: source objective, study design, sample population characteristics, data collection and analysis methods, findings and discussion related to needs/barriers/facilitators, findings and discussion related to the role of families, conclusions, and strengths/limitations.

Stage 5: collating, summarizing, and reporting the results

Thematic analysis, a qualitative method to identify, analyze, and organize patterns that emerge from collected data [31], was used to develop themes pertaining to the needs, barriers, facilitators, and role of families identified in the literature. Two members of the research team (HC and SC) independently familiarized themselves with the data by reading and noting down initial thoughts on possible themes, then used MaxQDA software to generate codes based on noteworthy aspects of the data. Frequent collaboration between coders (HC and SC) and with the study lead (RM) during the analysis phase ensured consistency and agreement in code development. These codes were then analyzed and grouped, and similar codes were collapsed to synthesize the findings. RM and HC then independently collated complementary codes to develop several subthemes, which were grouped into a set of broader themes after meeting to refine and clearly define them. For example, codes including ‘need for therapeutic relationships’, ‘lack of human touch’, and ‘abrupt loss of support’ were collated into the subtheme ‘youth-provider relationships’ which was later grouped into the broader theme ‘collaborative relationships’.

Stage 6: expert consultations

Experts in the field of TAY with mental health and/or addictions issues were identified through the relevant information sources included in this review as well as through discussions of experts known to the research team. A total of six experts were approached and all agreed to participate. While this stage is seen as optional, it is a meaningful opportunity for stakeholder involvement and can also reveal additional literature sources, insights, and knowledge not immediately apparent from the literature surveyed [25]. Considering this as an opportunity for knowledge transfer [29], preliminary findings were shared with stakeholders through a project summary, which included information about the project, data collection, data analysis, and findings, along with a full reference list of all grey and academic sources. These experts were then invited to a one-on-one consultation with either HC or RM, to share their expertise and perspectives, provide feedback on and validate emerging findings, comment on the literature reviewed and whether relevant sources were missing, and provide suggestions on strategies to disseminate findings from the scoping review. Consultations were then coded, thematically analyzed, and integrated with the findings from the literature. After including the information from these consultations, no changes to the themes identified in Stage 5 were needed.

Results

The electronic database searches produced 7677 articles, out of which 1862 duplicates were removed. Additional records were identified through reference checking (n = 44) and the gray literature search (n = 35). A total of 5894 titles and abstracts were screened. From these, 1037 documents met the inclusion criteria and were retrieved for full-text review. After reviewing full texts, 66 articles were extracted for this scoping review.

Description of articles

Publishing year & geographical location

Most of the articles (n = 55) were published from 2011 onward. Articles mainly originated from the United Kingdom (n = 25), Canada (n = 17), and the United States (n = 10).

Study design

54 peer-reviewed articles and 12 Gy literature documents were included in this review. These included, but were not limited to, qualitative studies (n = 18), literature reviews (n = 14), and perspective/commentaries (n = 11) (see Tables 2 and 3). Out of the 66 sources included in this review, 29 explicitly considered the family perspective and/or family needs with regard to MHA transitions in care for TAY, as indicated in the “Family Needs|Roles when Involved” column in Table 3.

Table 2 Study design/source type, objectives, key conclusions of reviewed sources
Table 3 Key findings from reviewed sources

Sample size

Sample sizes for the qualitative studies included in this review ranged from 8 to 75 participants. Sample sizes in quantitative studies ranged from 203 to 821. For literature reviews included in this review and containing information regarding sample size, samples ranged from 6 to 86 articles.

Identified themes

Five themes emerged as a result of the thematic analysis of the needs, barriers, and facilitators, as well as the needs and roles of families, in TAY MHA care. These included: holistic supports, proactive preparation, empowering youth and families in transitions, collaborative relationships, and systemic considerations. Each of these themes is named with positive framing, highlighting facilitators that enhance transitions when corresponding supports are appropriately provided. However, there are also barriers for TAY and families related to each theme, when such supports are not provided effectively. As such, identified needs are represented in terms of mitigating barriers and enhancing facilitators. See Table 4 for a matrix depicting themes that arose within the sources reviewed.

Table 4 Theme Matrix

Holistic supports

A comprehensive approach to providing support was emphasized, including flexibility and individualized approaches to transition, considering family needs, and acknowledging the developmental trajectory of TAY while planning for MHA supports. Positive experiences of transitions and access to supports were reported when TAY feel they are being supported and motivated by service providers. In particular, TAY find it helpful when service providers are responsive and available to address their needs and teach them skills to manage their illness [32]. TAY also indicate positive experiences when service providers develop strong rapport with TAY by actively engaging them and giving information and support [33,34,35]. Feeling supported in these ways is conducive to a positive and interactive environment that allows TAY to open up and share more easily about their MHA concerns [34]. Unfortunately, TAY feel that this kind of support is rarely provided [36], and is too often focused on completing the transfer instead of facilitating transitions for TAY at their own pace [37, 38]. Specifically, several articles noted the need for a holistic approach to address TAY MHA concerns, in that this approach should be flexible in both process and timing; [8, 34, 39,40,41,42,43,44,45,46] individualized to TAY’s needs; [23, 33, 36, 47, 48] and considerate of the family [23, 35, 40,41,42, 45, 49,50,51,52].

The need for flexibility, especially at the point of transfer in TAY’s MHA care journey, was evident. For example, transfer boundaries dictated by age should instead place greater emphasis on the developmental readiness of TAY [38, 43, 44, 49, 51, 53,54,55,56,57,58,59], recognizing that services within the adult MHA system are often not developmentally appropriate for TAY [41, 48, 52, 60] and may result in unsuitable treatment plans [58]. Furthermore, lack of flexibility may result in significant gaps in service provision, such as placement on extensive waitlists [56] or even withdrawal from treatment [61]. Presently, many transitions occur as a result of “aging out” of services regardless of TAY’s individual needs [62]. Youth appreciate when service providers defy protocol and allow them to remain within the child MHA system for a few months longer [53]. Parents have been found to share this preference for TAY to remain longer within the child MHA system [63]. These findings speak to the need for service providers to adopt a different approach when working with TAY in the adult MHA system [55, 64]. For example, an ‘age window’ may be appropriate instead of an arbitrary age cut-off [65]. Such approaches would be part of a larger cultural shift needed to acknowledge that TAY are distinct from and differ in needs when compared to younger children and older adults [8]. Flexibility in managing recovery was also suggested, for example, by shifting from a mindset of ‘aging out’ to one of ‘continuing on,’ [64] highlighting that recovery from MHA concerns may be a lifelong journey for many [23, 55, 66] rather than a process with a defined endpoint. Therefore, the timing of transition and the need for flexibility in this regard appear to be important aspects of TAY’s access to MHA care [55].

Because transition often occurs in tandem with a particular age cut-off rather than developmental readiness, continued family involvement throughout the transition process is a strategy for ensuring that TAY do not experience an abrupt loss of support after transitioning in care [35]. Caregivers in particular have requested that information be shared on how they can support TAY during this time [34]. TAY often continue to lean on caregivers for assistance even after they have transitioned in care and are considered adults [52], suggesting the benefit of continued family involvement [40] and caregiver participation in decision-making processes could mitigate TAY feelings of anxiety [67] surrounding transitions. In addition to continued family involvement in TAY’s care journeys, studies indicated a need for holistic supports for families themselves [32, 53, 61, 64], perhaps in the form of peer support, family therapy, and education [49].

Tailored support that focuses on TAY’s strengths and preferences [36, 48, 52, 68] and recognizes their evolving needs and circumstances is also needed [43]. This could include vocational, educational, and housing supports [52], as well as culturally sensitive supports [8, 11, 40, 52, 61, 69] and other specialized services that cater to the goals and needs of TAY [23]. Unfortunately, TAY may encounter a lack of availability of professionals from their own ethnic/cultural group [69]. Cultural sensitivity training for service providers has been proposed to ensure support for diversity in backgrounds, cultures, and languages of TAY [8, 40]. Other life transitions that TAY are experiencing, including changes in school and living situation, should be considered in conjunction with transitions within the MHA system [65, 70, 71] because they may impede TAY access to MHA care [52]. For example, youth, parents, and providers have expressed a need for affordable and age-appropriate housing for youth, highlighting that the current lack of such contributed to increased vulnerability [72]. Thus, TAY require holistic supports that are flexible, considerate of family involvement, and account for developmental needs to facilitate their access to MHA care.

Proactive preparation

The literature reviewed identified the need to prepare TAY for transitions in MHA care well ahead of time so that TAY feel ready and know what to expect in these transitions. Appropriate transitions were described as planned, gradual [50, 55], seamless, and proactive [54, 73,74,75], enabling TAY to be adequately prepared for transition and preventing an abrupt loss of support. Clear and direct conversations with service providers about transition should occur prior to being discharged from a service [8, 34, 57, 76], and may include tours of the next service and meeting with prospective service providers to facilitate a formal handover and continuity of care [37, 38, 50, 56, 57, 63, 73, 76]. These conversations about transitions should occur at the very onset of treatment [64] or at least six months before service termination [34, 38, 41, 45, 56, 77]. Unfortunately, numerous sources identified the absence of transition planning altogether [24, 46, 51, 60, 78, 79].

The pervasive lack of planning was noted as having detrimental effects on TAY, leaving them feeling uncertain [34, 35, 53], frightened [33, 34, 57, 53], vulnerable [23], anxious [34, 80], abandoned [34, 50], and frustrated [35, 81]. One study identified that only a few TAY participants could recall having transfer-related discussions prior to transition [76]. A pervasive absence of formal pathways, guidelines, or protocols to prepare for transition was also noted [8, 24, 37, 46, 55, 79, 80, 82], leading to a disorganized and inconsistent approach to managing transitions [83]. This inconsistency results in transitions that are poorly planned and disjointed [24, 41, 52, 55, 65, 74, 82], with Paul et al [24]. indicating that less than 5% of the young people in their study experienced what they called an ‘optimal transition’. These reactive rather than proactive approaches negatively impact TAY’s care experiences.

Care and funding for TAY has been described as a ‘blind spot’ [44] due to the dearth of clinical resources available to facilitate transitions, mainly due to a lack of funding [8, 24, 44, 47, 49, 58, 60, 61, 67, 69] limiting capacity to provide transition services [24, 39] and effectively prepare TAY for transitions. Service providers often feel limited by insufficient time and resources [34, 55, 65, 67, 71, 80], and high staff turnovers also negatively impact transitions [67]. Overwhelming caseloads resulting from insufficient staffing have been specifically identified as transition barriers [37, 71, 82]. TAY have suggested it is a matter of chance to receive support from a service provider during transitions, such that they may be left without formal support and need to rely on family support during transitions [53]. These features may suggest inadequate prioritization of TAY in the MHA system [8], causing them to fall through care gaps [57, 73]. The absence of transition resources has thus been associated with a tendency for TAY to reject services altogether or feel compelled to settle with care that is inappropriate for their needs [47, 48, 68]. Proactively planning for transitions and allocating the necessary resources for such planning is needed to ease the transition process for TAY in MHA care.

Empowering youth and families

The third theme pinpoints the need for TAY and families to feel confident and in control as they experience transitions in their MHA care pathway. TAY and their families need to be empowered in the transition process to feel agency and autonomy in their care, particularly through engagement, education, and mentorship. TAY are often given the responsibility to manage their own care very suddenly when entering the adult system, a task for which they are usually underprepared [52, 74]. Interventions to teach TAY how to confidently and responsibly manage both their illness and their care on their own may facilitate more seamless transitions [33, 34, 43, 49, 56, 69, 76]. Active participation in care may be obstructed by TAY’s denial and/or ambivalence regarding care for MHA concerns [8, 36, 84], possibly arising from a fear of self-advocating [34, 48, 69] in a complex and unfriendly system. Supports should ensure environments conducive to TAY sharing their concerns and needs [58], allowing them to be more active in care and to participate in decisions made about their care before transitions. TAY have expressed a preference for direct conversation with service providers regarding transition prior to being discharged [76], pointing to the need for TAY to be drivers of their treatment [33, 43, 64]. TAY tend to perceive transitions negatively when these conversations do not occur [36, 78], and some TAY may not even be aware that such conversations are possible [52]. These care experiences may leave TAY feeling objectified instead of being considered as individuals with unique care needs [36, 67]. TAY should also be engaged in service redesign, by being encouraged and actively sought to share their views on disengagement from services [39], and what they feel is needed for successful transitions [48]. Engaging TAY in research and program planning in this manner can elicit feedback on how they can best be supported through transitions in care [39, 44, 48, 60, 85]. Empowering TAY by teaching them to manage their care and by facilitating their active participation in care decisions is crucial.

Studies in this review also noted the need for interventions to acknowledge the family’s changing role in TAY’s MHA care. Caregivers need information on changes in policies pertaining to confidentiality as TAY transition into the adult system, as well as information on opportunities to meaningfully care for TAY during these transitions [49, 56, 57, 84]. Caregiver frustration regarding the enforced decrease in their involvement during the transition process has been noted, and caregivers have expressed that TAY independence in care should occur gradually instead of being forced without the proper structural supports in place [53]. The continued involvement of family throughout the transition process is key since they are considered to be important stakeholders and need to be engaged while still supporting increasing TAY independence [32, 44, 45, 47, 50, 86].

Education as a form of empowerment for TAY and families during transitions was also highlighted in the literature reviewed. TAY and families require information on MHA in general, about supports available for MHA concerns, as well as what to expect from such supports. TAY and families need access to information on the supports available to them, with studies noting a misperception of MHA services and unclear expectations regarding the transition process [52, 59, 69, 73, 74, 86], often resulting in a lack of trust and confidence [11, 73] and subsequent reluctance to access care. This can be further mitigated by providing education on the differences between child and adult systems, given service providers in both child and adult systems lack familiarity with each other [45, 48, 62, 67, 70, 71, 87, 88], leading TAY and families lack information on the differences between the two systems [49, 56, 60, 76]. Education was also identified as a strategy to reduce the stigma associated with accessing MHA care [8, 24, 36, 48], which is critical given the considerable care barriers attributable to stigma [11, 33, 35, 39, 60, 64, 66, 69, 73]. The need for mentorship was also highlighted as a mechanism to empower TAY and families in transitions, particularly since alumni of services can provide unique and valuable insights regarding the care that could facilitate access [64, 72]. TAY also find it helpful when they are able to share MHA concerns and experiences with peers who have had similar experiences [8, 52, 89]. Families agree that mentorship is beneficial for TAY and also themselves, including speaking to other parents about navigating the MHA system for TAY [24, 32].

Not only is education important for TAY and families, but it is also necessary to provide training and education to service providers working with TAY in both child and adult systems, specifically with regard to the unique needs of TAY [34, 61, 64]. Limited training opportunities in conjunction with insufficient numbers of service providers who are knowledgeable about transitions [44] contribute to an overall deficiency in providing appropriate care for TAY. In fact, service providers in both the child and adult mental health systems acknowledge they are ill-equipped to work with TAY [8, 44, 49, 74, 77], pointing to the need for child and adult systems to establish familiarity with each other’s care models and take a developmental approach to engaging with TAY, in addition to prioritizing their unique needs and preferences [8, 48, 50, 52, 62, 65, 67, 70, 90]. Overall, empowering TAY and families through engagement, education, and mentorship would support successful transitions.

Collaborative relationships

A fourth theme described the relationships among various stakeholders involved in TAY MHA care as a major factor in facilitating access; namely, collaboration between TAY and families with service providers, between service providers, and between TAY and their families. Most importantly, a need for better communication and relationships among all those involved in TAY’s care was highlighted. All stakeholders who have a role in TAY’s transition in care, which includes families, should be identified and roles and responsibilities should be determined early in the care relationship [37, 44, 56, 60, 74, 85]. Input should be provided by all stakeholders, in addition to establishing transparency for all aspects of the care planning process [34, 35, 50, 56]. Furthermore, provider willingness to communicate with families, in addition to open and honest communication among all parties (i.e. TAY, families, and service providers), was identified as foundational for successful transition planning [32, 47]. Studies noted insufficient patient-provider relationships as an area of significant concern [72] with tensions often arising between what service providers believe TAY need and what TAY feel they need [64], resulting in inaccessible care due primarily to the absence of a therapeutic relationship [50, 52, 84]. TAY’s perceptions of their needs and the services they receive may differ significantly from those of service providers [43, 44], and they may perceive service providers as uncaring and pessimistic [32, 34, 36]. In these cases, TAY may feel uncomfortable, unheard, unsupported, and thus unenthusiastic to participate in care [32, 44, 51]. This points to the need for a meaningful and authentic therapeutic relationship between TAY and service providers [36, 38, 48, 53, 67, 72].

Key service provider qualities identified by TAY were approachability, genuineness, and friendliness [32, 36, 38, 39, 82]. TAY reported helpful and supportive experiences when working with service providers possessing such qualities [32, 34, 35, 39, 53], and service providers also agree that establishing positive relationships with TAY is conducive to good care [67]. Several studies also shared the idea of a designated transition worker dedicated to supporting TAY through preparation for transition and bridging the gap between systems [23, 24, 65, 70, 78, 91, 34, 43, 50, 55, 56, 58, 59, 64], for TAY to continue receiving care without interruption or an abrupt loss of support. The importance of a therapeutic relationship with a healthcare professional also arises out of the need for ongoing support and/or monitoring for TAY, to facilitate a smooth transition in care [34, 45, 55] and to reduce the risk of TAY feeling abandoned [50, 57]. Some studies called this a period of parallel care [24, 39, 83] where care is provided before, during, and after transitions by providers in both systems in a joint manner. Without collaborative approaches, termination of support is commonly noted at the transition interface between child and adult systems [23, 59, 53, 73, 74, 76], leaving TAY feeling shocked or overwhelmed about having to start over with a new service [48, 59, 64, 81] and often prompting them to disengage [23, 34, 50, 54, 80] at a time when they need help the most [37]. This results in care fragmentation [24, 47,48,49, 81, 92], whereby the care pathway is weakened at the point where it needs to be the strongest [73, 75].

Another relationship vital to mitigating the issues of fragmentation discussed above is the one between service providers, specifically collaboration among the various service providers involved with TAY throughout their care journey. Several studies noted that successful transitions in care coincide with good collaboration among service providers [38, 41, 50, 51, 55, 63, 73, 92, 93], especially because this facilitates a formal handover of care that is often lacking for TAY with MHA concerns. However, a lack of communication was apparent among service providers working with TAY, particularly between service providers working within the child system and those working within the adult system [44, 55, 61,62,63, 71, 74, 78]. This may be due in part to the absence of a common language between systems, lending to poor information transfer and no appropriate forum to discuss issues of crossing over from one service to the next [8, 61, 65, 79, 83]. The absence of communication leads to assumptions, lack of role clarity, and diffusion of responsibility [8, 57, 65, 67, 82]. For example, child system service providers assume that their counterparts within the adult system are not interested in cooperating and collaborating in planning care for TAY [62, 67]. The lack of connection between child and adult systems has been described as the most common difficulty facing TAY [61].

The relationship between TAY and their families is also important for supporting access to MHA care. Many studies highlighted that successful transitions are facilitated by the continuous involvement of family [32, 33, 75, 77, 84, 35, 44, 47, 49, 55, 61, 63, 64] and by service providers’ willingness to communicate with families regarding TAY needs [24, 32, 52, 89]. Families provide valuable support for TAY in the form of motivation, confidence, emotional support, and encouragement in accessing MHA care [32, 64, 86]. The reality, however, is that family involvement is often decreased or eliminated altogether as TAY transition in their care [23, 59, 60, 80, 82], often arising from a push for greater TAY autonomy as they move into the adult system. This can be problematic in circumstances where TAY may be accustomed to relying heavily on family and find themselves expected to abruptly surrender this support, leaving them feeling vulnerable [23, 57] and disengaged from care [81, 84].

In contrast, some studies also reported TAY uncertainty regarding family involvement, with some TAY feeling that families are reluctant to surrender control over their illness and/or recovery [86]. Furthermore, conflict tends to arise regarding the change in the family’s role as TAY transition in care. TAY, families, and service providers may disagree on how involved families should be, often resulting in families feeling shut out of TAY’s care [48, 74, 86]. Issues of confidentiality manifest once TAY reach adulthood, in that TAY may be expected to provide explicit consent for continued family involvement in care. Service providers are restricted from sharing treatment information with families [47, 70], thus limiting the manner in which families can support TAY with MHA concerns [44]. The changes due to confidentiality may be one of the greatest challenges families face during TAY transitions in care [84] because a balance between confidentiality and support can be difficult to achieve [82]. Therefore, collaboration among TAY, families, and service providers is needed to facilitate TAY transitions in care.

Systemic considerations

Finally, consideration of systemic components that may contribute to barriers to access to TAY MHA care was highlighted, especially focusing on the appropriateness of services; equity and accessibility; differences between the child and adult MHA systems; the importance of evidence and research on TAY MHA care; and efforts to promote MHA awareness. TAY and families often receive services and/or treatment that is unsuitable to their care needs. Services may not be age-appropriate [8, 60, 66, 79], treatment may not be at the right intensity level, or the treatment modality used may not be the right fit for TAY [39, 55, 72, 76]. Numerous studies recommended approaches for appealing and appropriate services for TAY to effectively engage them in care [45, 47, 52]. A TAY-centred model within existing systems was often identified as ideal in addressing the issue of inappropriate transition support, considering that most current interventions focus either only on children or only on adults while overlooking TAY [42, 52, 66, 92]. For example, social media platforms could be leveraged to provide service information and share options with TAY in a manner more appealing to them [52] and tailored to their needs.

Numerous systemic barriers and restrictions make it difficult for TAY to access care. Financial cost was identified as a common barrier to access, for TAY and families unable to afford services [11, 46, 48, 52, 60, 69]. Additionally, geographical limitations were posed as a barrier to access with studies reporting transportation issues and/or insufficient availability of local services [55, 69]. Admissions criteria for entry into the adult system are often limiting, leaving TAY without support when they have issues considered less severe [71, 82, 87, 93] and/or when services provided in the child system are not mirrored in the adult system [44]. In many cases, there may be no adult service available to match the support received in the child system simply because the child system consists of a different variety of services than the adult system [23, 46, 51, 87]. The mismatch between services in the child and adult systems was identified as a contributing factor to TAY being overlooked and remaining a minority between the two systems [42, 52, 55]. Exacerbating this inattention to TAY needs, participants in several studies also indicated difficulties obtaining information pertinent to accessing care during transitions, causing TAY to feel uninformed and left with little to no help [8, 39, 41, 55, 69, 73]. Furthermore, diagnostic criteria may differ between the systems, meaning TAY who were able to access a support in the child system may no longer be eligible for the same support in the adult system. As a result of these restrictive eligibility criteria to access supports, TAY often find themselves placed on extensive waitlists [34, 39, 55, 54, 72, 76, 77]. Studies also found that the two systems do not share a common language [44, 59, 62, 70] which may result in differing thresholds/criteria for provision of care or lack of recognition of a diagnosis [44], both of which result in inaccessible care for TAY. This points to the need for greater flexibility in eligibility criteria for TAY accessing services, especially during the transition period.

Child and adult systems were also described as differently prioritizing various aspects of TAY’s care. For example, the child system adopts a developmental approach and prioritizes family involvement whereas the adult system approach is more diagnostic and places more emphasis on autonomy [23]. This emphasis on autonomy in the adult system may result in less intense or consistent follow-up for TAY who are now expected to assume sole responsibility for their own care [23, 54], a task for which they are often unprepared. This approach is divergent from what TAY are accustomed to in the child system with its holistic focus and family-oriented approach [42, 50, 52, 55, 84]. These inconsistencies can confuse TAY and families [34, 52], pointing to the great need for transition preparation and collaboration among service providers across systems as discussed above. Moreover, service providers in both systems receive different types of education, training, and funding, consequently establishing different cultures and attitudes, further contrasting treatment approaches between their respective systems [74] and deepening the divide TAY face as they reach the transition boundary [73]. Some studies identified this as the siloing and fragmentation present within the MHA system [74], creating a cultural divide [34, 47, 50, 78] and dissimilar treatment philosophies [23, 24] that together result in inaccessible care for TAY.

Research and evaluation of existing transition programs are needed for quality improvement purposes and to develop appropriate training and/or educational materials for service providers. More precisely, further research needs to be done on how TAY can be best supported through transition because the existing research tends to predominantly focus either on children or adults [52]. Feedback should be sought from TAY, and their caregivers, who are currently transitioning as well as from those who have completed transition to meaningfully assist the development of a TAY-centred transition model [44] and ascertain what best practice for TAY MHA care should look like. This information should subsequently be used to develop formal protocols and/or guidelines to manage transitions [8, 43]. These should also include guidance on recognizing the different approaches between the child and adult systems [23]. Studies noted the gap between policy and practice in this regard, identifying the variability in actual usage of written guidelines [38, 43, 63, 82, 83] and raising concerns about monitoring the implementation of policies developed to address transitions [24, 50].

Lastly, many studies described the presence of stigma toward MHA concerns and highlighted the need for the promotion of MHA awareness as well as stigma reduction. Stigma often prevents TAY and families from engaging with MHA services [8, 24, 35, 39, 48, 60, 64, 69, 73] or contributes to a negative understanding of MHA concerns [36, 39, 53]. Examples of this include feeling ashamed or embarrassed about experiencing MHA concerns [53, 69], fears about being labeled as mentally ill [39, 60] and TAY feeling like a burden on their families [69]. Some studies provided suggestions for reducing the stigma associated with MHA concerns, including establishing MHA awareness campaigns, training service providers regarding MHA promotion, as well as embedding MHA education within school systems [39]. Therefore, on a systemic level, there is a need for appropriate, equitable, and appropriate MHA services; education on the differences between the child and adult MHA systems; research on TAY-centred models of MHA care; and promotion of MHA awareness to facilitate TAY access to MHA care.

Discussion

This scoping review provides an overview of the needs, barriers, and facilitators encountered by TAY and their families when transitioning through MHA care. The majority of discussion on the topic appeared in the ten years prior to the search being completed, highlighting the recency of awareness of the needs of this particular group of youth and the importance that transitions in care have on the overall care trajectory. Although many sources touched on the role of families in TAY MHA care transitions, the majority overlooked this element of TAY experiences and did not consider family involvement in the care transition experience. Synthesis across all sources identified five key themes that reflect important features of TAY MHA care transitions: holistic supports; proactive preparation; empowering youth and families in transitions; collaborative relationships; and systemic considerations.

TAY need to be considered as unique individuals in their care and supported accordingly, as evidenced across numerous themes found through this review (i.e., holistic supports, proactive preparation, collaborative relationships, empowering youth and families). Youth-centeredness in care is critical, although this is not always evident in child or adult systems that were not designed to focus on TAY. The ambiguous role of family in the youth’s care journey may stem from the lack of focus on TAY, whereby young children are expected to have considerable caregiver/guardian involvement, and adults are expected to be independent. The middle range, in which TAY find themselves, is less clear, and as such, insufficient guidance in this regard exists for providers and for TAY and families. TAY can and should be involved throughout transition planning, a sentiment echoed in studies with and without a focus on MHA care [88, 94]. Many studies have acknowledged the importance of developmental readiness in transitions, for example, by considering emotional and brain development when assessing the capacity to cope with upcoming transitions [95]. The current review revealed that this can and should also include developmental readiness with respect to family involvement, in that TAY may prefer or require their families to remain involved in their care. Family can act as an external motivator for youth, thus aiding them along the care trajectory [96]. However, it is also important to consider TAY preferences regarding family involvement, in that there may be times when family involvement is not the youth’s preference, is not appropriate, or is detrimental.

Regardless of the level of family involvement, evident in this review was the need for support for families in TAY care. Caregivers can experience considerable strain in relation to their TAY’s MHA concerns [97], and may also not be equipped to adapt to their changing role over the course of the TAY’s development and care. Along with TAY, families need to be actively engaged, and supporting families can facilitate TAY engagement in treatment [98, 99]. Caregiver peer support may also be of intrinsic benefit to caregivers themselves [100]. Moreover, this review highlighted the crucial role of providers in collaborating with TAY and families. Providers are uniquely positioned to engage TAY, foster TAY independence, and provide youth-centered care, yet are also tasked with doing so in a manner that acknowledges the TAY’s family dynamic and attitudes toward family involvement. Thus, supporting TAY in an individualized manner, responsive to their preferences and circumstances, is critical in facilitating transitions in care for TAY with MHA concerns and their families.

Considerations related to health equity and the social determinants of health were also evident through this review and the themes that arose (e.g., holistic supports and systemic considerations). To ensure equitable access to care for TAY and families before, during, and following transitions, purposeful efforts are necessary to understand and mitigate the barriers to care that may arise for racialized, marginalized, and vulnerable groups. For example, racialized youth are more likely to experience discrimination in care, face systemic barriers to care (e.g., geographical inaccessibility, lack of insurance), experience cultural differences in experiences of MHA concerns, and are generally less likely than white youth to receive MHA care [101,102,103]. Similarly, this review highlighted geographic and financial barriers as systemic issues impacting transitions in care that are rooted in the social determinants of health. These factors are also known to impact access to care for youth with MHA concerns in general [101, 104]. Moreover, cultural sensitivity was identified in this review as an important feature of holistic supports, along with the need for focused training in this domain for providers. Existing work has described a lack of culturally competent providers for youth with MHA concerns [101], along with a need for training to challenge implicit biases to reduce disparities in access, ideally through a focus on cultural humility rather than cultural competence [103]. Evidently, systemic efforts are needed to enhance equitable transitions in care and to ensure that once this care is accessed, it is welcoming and appropriate for all TAY in need of MHA care.

A marked need for systemic approaches to transitions in care for TAY with MHA concerns and their families was identified in this review (e.g., proactive preparation, holistic supports, collaborative relationships, and systemic considerations). The reactivity of the MHA care system can be addressed by strengthening system partnerships, enhancing integrated care approaches, and ensuring consistency of support for TAY and their families. Sources in this review indicated clear agreement regarding the current lack of transition planning but with recognition of the importance of transition preparedness. Similarly, a prior review exploring features of successful transitions identified transition readiness and transition planning as two of six core components of transitions, along with policies, monitoring, transfer of care, and transfer completion [56]. In transitions outside of MHA care, the importance of promoting transition readiness by preparing youth ahead of transitions and through structured transition plans has also been noted [105]. The need for flexibility in this process was also evident across sources reviewed, along with comprehensiveness in consideration of family, developmental stage, and other co-occurring life transitions. As such, holistic approaches to transitions, such that they occur gradually while keeping individualized needs at the fore, would greatly benefit TAY and families [98, 106].

Correspondingly, in systems outside of MHA care, later transitions have been shown to improve outcomes and satisfaction [107]. Unfortunately, as identified in this review, the pervasiveness of resource needs is a significant barrier to proactively preparing youth for transition. Providers are overburdened and unable to take on these additional roles. These limitations point to the importance of clear identification of system issues that are preventing effective transitions in care and purposeful, responsive funding of these priorities. TAY and families may rely on their primary care providers when experiencing MHA concerns and during transitions, as they have pre-existing relationships when these concerns arise. However, primary care providers experience difficulties identifying and connecting TAY and families with appropriate resources and are desirous of better connections with MHA supports [108]. Another possibility is navigation support, which can help act as a bridge across systems and services [98]. Navigators spend significant time learning about available resources in the system, along with learning about TAY and families’ individual needs, to make the most appropriate matches to care and support TAY and families along the care trajectory [109, 110]. Navigation may enhance all themes identified in this review by providing holistic supports; enabling proactive preparation; empowering youth and families in transitions; supporting collaborative relationships; and responding to and informing systemic considerations [111]. In this manner, navigation, and other related integrated care solutions, have considerable potential to optimize transitions in care for TAY with MHA concerns and their families.

There are a number of important limitations to consider in this scoping review. Firstly, MHA concerns and needs often co-occur with other health, developmental, or social needs and consequently, transitions arising from these needs. To manage the scope of this review, articles pertaining to other health conditions, developmental disabilities, or social systems (e.g., transitions out of foster care) were excluded. However, literature regarding transitions in care in these populations may hold important information regarding the intersections of these needs with transitions in MHA care. These intersections can and should be purposefully explored in future work. Furthermore, this scoping review focuses on literature published before the COVID-19 pandemic. As such, it does not account for the sweeping systemic changes and pressures from overwhelming mental health needs among youth and families during the past two years. It is anticipated that the identified needs have only been exacerbated rather than resolved, and focused primary research or literature reviews exploring the experiences of TAY and their families during the pandemic timeframe are warranted.

Conclusion

Despite the substantial evidence base identified pertaining to transitions in care for TAY with MHA concerns and their families, the need for improvement in care experiences was apparent. The importance of supported transitions was clearly evident, and centered on the implementation of holistic supports, proactive preparation, empowering youth and families, collaborative relationships, and systemic considerations. Also demonstrated in this review was that the creation of space for appropriate family involvement must be intentional, recognizing family as crucial care partners while also enabling the TAY’s development and autonomy. Future work may purposefully explore the role of the family, including when family involvement is appropriately indicated, and develop guidance for providers accordingly. Integrating the themes found through this study will help ensure youth- and family-centered policies and practices that prevent TAY experiences of inefficient and ineffective transitions in care. This review has identified and explored critical considerations in the support of TAY with MHA concerns and their families, thereby illustrating key approaches to ensuring these youth and families experience optimal transitions in care.

Availability of data and materials

Available upon reasonable request from the corresponding author.

Abbreviations

CCRCT:

Cochrane Central Register of Controlled Trials

CDSR:

Cochrane Database of Systematic Reviews

CINAHL:

Cumulative Index to Nursing and Allied Health Literature

MHA:

Mental health and/or addictions

PRISMA:

Preferred reporting items for systematic reviews and meta-analyses

TAY:

Transitional-aged youth

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Acknowledgements

The authors wish to acknowledge the early contributions of Amie Kron to this project. The authors also wish to acknowledge Ekaterina Petkova, the Sunnybrook Health Sciences Librarian who developed the search strategy and conducted the literature search.

Funding

This study was funded by the Canadian Institutes of Health Research – Transitions in Care Evaluation Grant (TEG165589).

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RM and AL designed the study and obtained funding with SK, TA, CW, AC, JC, DS, MS, and DW as co-investigators and/or co-knowledge users on the grant. HC and SC assisted with study screening, selection, extraction, and analysis, under supervision by RM and AL. HC and RM drafted and edited the paper. AL, SC, and JC provided edits/feedback on the manuscript, and all authors read and approved the final version of the paper.

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Correspondence to Roula Markoulakis.

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Markoulakis, R., Cader, H., Chan, S. et al. Transitions in mental health and addiction care for youth and their families: a scoping review of needs, barriers, and facilitators. BMC Health Serv Res 23, 470 (2023). https://doi.org/10.1186/s12913-023-09430-7

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