- Research article
- Open Access
Addressing the quality and scope of paediatric primary care in South Africa: evaluating contextual impacts of the introduction of the Practical Approach to Care Kit for children (PACK Child)
BMC Health Services Research volume 20, Article number: 479 (2020)
Despite significant reductions in mortality, preventable and treatable conditions remain leading causes of death and illness in children in South Africa. The PACK Child intervention, comprising clinical decision support tool (guide), training strategy and health systems strengthening components, was developed to expand on WHO’s Integrated Management of Childhood Illness programme, extending care of children under 5 years to those aged 0–13 years, those with chronic conditions needing regular follow-up, integration of curative and preventive measures and routine care of the well child. In 2017–2018, PACK Child was piloted in 10 primary healthcare facilities in the Western Cape Province. Here we report findings from an investigation into the contextual features of South African primary care that shaped how clinicians delivered the PACK Child intervention within clinical consultations.
Process evaluation using linguistic ethnographic methodology which provides analytical tools for investigating human behaviour, and the shifting meaning of talk and text within context. Methods included semi-structured interviews, focus groups, ethnographic observation, audio-recorded consultations and documentary analysis. Analysis focused on how mapped contextual features structured clinician-caregiver interactions.
Primary healthcare facilities demonstrated an institutionalised orientation to minimising risk upheld by provincial documentation, providing curative episodic care to children presenting with acute symptoms, and preventive care including immunisations, feeding and growth monitoring, all in children 5 years or younger. Children with chronic illnesses such as asthma rarely receive routine care. These contextual features constrained the ability of clinicians to use the PACK Child guide to facilitate diagnosis of long-term conditions, elicit and manage psychosocial issues, and navigate use of the guide alongside provincial documentation.
Our findings provide evidence that PACK Child is catalysing a transition to an approach that strikes a balance between assessing and minimising risk on the day of acute presentation and a larger remit of care for children over time. However, optimising success of the intervention requires reviewing priorities for paediatric care which will facilitate enhanced skills, knowledge and deployment of clinical staff to better address acute illnesses and long-term health conditions of children of all ages, as well as complex psychosocial issues surrounding the child.
The three principal objectives of the 2016–2030 Global Strategy for Women’s, Children’s and Adolescents’ Health are Survive, Thrive and Transform, including the need to build resilience in health systems, improve the quality of health services and equity in their coverage . These objectives align with the United Nation’s Sustainable Development Goals , which envisage the highest standards of physical and mental well-being for these vulnerable groups. However, large inequalities persist in access to, and the quality of care in many low and middle-income countries (LMICs) . In South Africa, the management of common childhood illnesses at a primary healthcare level remains poor with preventable and treatable conditions, particularly pneumonia and diarrhoea, remaining the leading causes of death in children under five . With under-five mortality rate of 42 per 1000 live births in 2015 , considerable ongoing improvements in health worker skills and quality of care are required to reach the Sustainable Development Goal target of less than 25 per 1000 live births by 2030.
Trends in the global burden of disease from 1990 to 2015 show increased rates of chronic NCDs across LMICs both for children aged below and above 5 years , calling for interventions that more effectively identify and treat common chronic conditions, for example asthma which globally is the most common long-term health condition in childhood. In South Africa, the prevalence of asthma is 10% in 6–7 year olds and as high as 15% in 13–14 year olds, approximately half of affected children have severe uncontrolled symptoms and more than 30% have never been formally diagnosed . Lack of chronic illness management training for nurses and limited access to doctors and equipment in primary health care facilities contribute to this situation, often leading to children with long term conditions bypassing these clinics and presenting at secondary level hospitals [7, 8].
The World Health Organizations’ (WHO) Integrated Management of Childhood Illness strategy (IMCI) , was developed to address the top causes of mortality in children under five, and is the standard of care in over 100 Low- and Middle- Income Countries (LMICs), including South Africa . A 2010 multi-country review of IMCI  confirmed improvements in prescription accuracy, treatment and health service quality and a 2016 Cochrane review  found evidence of a reduction in neonatal and infant mortality. However, an evaluation of IMCI’s impact since its introduction in 1998 reported variable fidelity to the strategy’s guidance  limited training and ongoing supervision of primary care workers, (in South Africa usually professional nurses), and infrequent updating . The IMCI strategy also does not address the health needs of children over 5 years or those with chronic conditions needing regular follow-up, and requires more complete integration of curative and preventive measures, including care for the well child. A key conclusion of WHO’s 2016 strategic review of IMCI stated that “with attention focused on specific child health areas such as immunization and communicable diseases, a holistic view of child health has arguably been lost inside the continuum of reproductive, maternal, newborn, child and adolescent health.” [12, 15]
In the Western Cape province of South Africa almost every public sector primary care facility employs an IMCI-trained nurse, and it is these nurses who attend to the majority of children’s healthcare care needs. At a series of meetings with key stakeholders in provincial paediatric health - primary care nurses, doctors, managers and educators, hospital-level paediatricians and policy makers - the growing gaps in knowledge and expertise for children at primary care level were recognised as well as a need to integrate well child routine care into the delivery of everyday paediatric primary care.
To help address these gaps, the Knowledge Translation Unit (KTU) in Cape Town, South Africa developed a paediatric version of its Practical Approach to Care Kit, (PACK) , intervention, comprising of a clinical decision support tool, training programme, and health system strengthening including enhanced supervision with regular updates as guidance and policies change [17,18,19,20]. PACK Child incorporates IMCI content but provides extended clinical guidance for the child older than 5 years (up to age 13), 16 long-term health conditions, an approach to the well child and additional non-life-threatening, yet common conditions.
The implementation and training elements of PACK Child are modelled on and complement PACK Adult , which was trialled and scaled up in South Africa to over 30,000 clinicians in more than 3,000 clinics [21,22,23], using a systematic, educational outreach training strategy and cascade model of implementation . PACK is also being implemented in Botswana , Brazil , Nigeria  and Ethiopia , is available globally through a partnership with BMJ (pack.bmj.com) and is being localised for piloting in China .
Implementation of a more expanded programme like PACK Child alongside the long-established IMCI raised many legitimate concerns for policymakers, prompting a detailed process evaluation of the first pilot of the intervention in the Western Cape Province. These concerns were chiefly around whether, given the structural constraints, it was feasible to extend the scope of paediatric primary care delivery, and whether PACK Child would augment or undermine other priorities like IMCI, early childhood development, growth monitoring, preventive care and appropriate referral patterns.
In this article, we report on how the organisational and social context of paediatric primary care influenced implementation of PACK Child, presenting findings from an in-depth qualitative analysis of audio-recorded consultations to demonstrate the relationship between the delivery of PACK Child and the wider social context of paediatric primary care.
Previous research that has observed clinical consultations in LMICs has relied heavily on structured checklists to assess clinicians’ adherence to clinical protocols, and in paediatric consultations the focus has been on clinician adherence to IMCI guidelines [28, 29]. Whilst raising awareness of the extent of IMCI implementation, such research has isolated individual clinician performance from the contextual conditions that facilitate or constrain their behaviour, thereby offering limited insight into how to improve delivery of care. In the study reported here, we attempted to move beyond individualised explanations of clinician performance by tracing a relationship between the South African healthcare system, clinician-caregiver interactions and clinicians’ use of documentation, empirically exposing how the broader context of primary health care shaped the use of PACK Child in clinical consultations.
The process evaluation used a linguistic ethnographic [30, 31] methodology, which combines strengths of linguistics and ethnography to systematically investigate human behaviour in context. Linguistic ethnography provides theoretical and methodological tools for analysing how the meaning of talk, text and objects shift over time and space. We have previously adapted this approach  to facilitate detailed investigation of complex healthcare interventions across macro, meso- and micro-contextual levels, drawing on Bronfenbrenner’s socio-ecological model of behaviour, which conceptualises individual action as a response to socially structured processes and characteristics, organised across a layered system of relationships .
Mixed methods were used including quantitative and qualitative data collection and analytic approaches. Qualitative data included observations of training sessions; semi-structured interviews with caregivers; clinician, policymaker and paediatric manager focus groups; documentation used in child consultations; and ethnographic observations of consultations and non-clinical areas in each facility. Quantitative methods included auditing of training attendance logs and clinician questionnaires completed 6 months after finishing the PACK Child training programme. In this paper, we provide a detailed report of findings from the qualitative analysis of our observations of non-clinical areas, observed and audio-recorded consultations, documents, and interviews and focus groups with primary healthcare (PHC) facility managers, senior paediatric managers and policymakers.
The setting for this pilot and process evaluation was 10 public- sector PHC facilities serving impoverished urban and rural communities in the Western Cape province, South Africa. Child health services within PHC facilities are provided for children aged 0–13 years. Phase One took place in a single facility, Phase Two in an additional three facilities and Phase Three in a further six facilities. The facilities were purposively selected to provide maximum variation of primary care delivery in partnership with the Western Cape Health Department’s People Development Centre, which oversees training and upskilling of public sector healthcare workers in the Western Cape – see Table 1. Factors considered important for observing variation included whether clinics were Ideal Clinic sites, (an initiative to improve quality of primary healthcare) , number of IMCI-trained nurses; differing levels of PACK Adult training coverage; and use of Integrated Clinical Stationery (an initiative to standardise documentation and facilitate continuity of care of children up to 6 years).
To understand the macro-contextual features shaping delivery of the PACK Child intervention, interviews were conducted with managers at each PHC facility, and a stakeholder focus group with senior paediatric managers, policymakers and clinicians. Facility managers were asked about staff resource allocation to paediatric care, relevant policies, patient flow and perceptions of the PACK Child intervention for supporting the care of children. Senior paediatric managers and policymakers were asked about challenges of the current healthcare system and how they viewed the role of PACK Child in helping to address those challenges. We also conducted a documentary analysis of the structure and content of 1. The PACK Child guide, 2. The IMCI guide and checklist , 3. Integrated Clinical Stationery and 4. The Road to Health Booklet (old version)  to understand how the broader principles underpinning these different texts are operationalised to deliver paediatric primary care (see Additional files 1, 2, 3 and 4).
To understand the meso-contextual features shaping delivery of PACK Child, we drew on the PHC facility manager interviews, in conjunction with observations of waiting room and reception areas to understand the flow of patients through the facility. Using a qualitative observational framework, (see Additional file 5), the researcher recorded field notes of their observations of how children accessed care within facilities, from reception to different clinicians/providers.
To understand how clinicians’ use of PACK Child articulated with micro-contextual features of paediatric primary care we conducted observations and audio-recordings of clinical consultations with children and caregivers in each of the pilot facilities. Consultations were conducted in the language or languages the caregiver, child and clinician were most comfortable communicating in. Recordings of consultations conducted in Afrikaans and isiXhosa were translated and transcribed in English. A researcher (RC or JM) was present in the consultation room at the time of recording in order to observe and document how clinicians used PACK Child and other documentation during the consultation, as well as other relevant non-verbal behaviour which contributed to understanding the consultation.
The PACK Child intervention
The PACK Child guide, which is aligned with recognised standards for guideline development [36, 37] is an evidence–informed, policy-aligned integrated clinical decision support tool, including algorithms that facilitate identification of likely diagnoses. The guide is designed to be adapted to LMICs globally, covering 63 common symptoms, including IMCI components such as diarrhoea and pneumonia, but importantly, it extends the scope of IMCI by focusing on children 0–13 years. It is also designed to address 16 long-term health conditions most commonly seen in primary care, as well as including a comprehensive approach to screening the well child. Routine care of the well child (see Additional file 1) includes measuring and interpreting growth, screening developmental milestones, checking immunisations, deworming, vitamin A, TB and HIV screening, as well as asking about the mental health of the child or problems in school. It also encompasses an assessment of the carer’s health including screening for psychosocial risk factors such as depression, violence in the home or financial difficulties. Routine care is intended to be sequenced after establishing the need for urgent care for the presenting symptom, but before definitive care for non-urgent symptoms. Clarity around prescribing scope is provided by colour-coding each medication according to prescriber level. Designed to promote the continuum of care required to break the acute episodic care cycle, the guide prompts routine care into every consultation. Its content reinforces the messaging of existing initiatives like the Road to Health Booklet Side-By-Side messaging , the First 1000 Days initiative  and the Nurturing Care framework .
Drawing on the successful PACK Adult training methodology , the PACK Child training programme used an onsite in-service cascade model (see Additional file 6) to be delivered in three phases for the pilot . The first phase included one facility trained by a KTU trainer, the second phase included three facilities trained by two KTU trainers and the third phase conducted at six facilities was rolled out two by PACK Child Facility Trainers - government employees trained into the role by the KTU during a five-day off-site workshop. The training included eight onsite training sessions delivered weekly in the PHC facilities; this was expanded to nine during phase two of the pilot to include a “health systems session” focusing on patient flow and distribution of tasks among cadres in contact with children. The training was designed to target all cadres of clinicians at facilities, mainly nurses and doctors and emphasises the alignment of the PACK Child content to IMCI, integration of care for the child’s caregiver using PACK Adult, and to develop the skills of all clinical staff to encourage a multi-disciplinary approach to paediatric primary care.
During the course of the pilot, bi-weekly meetings were scheduled to feedback on the content of the guide and issues with implementation in practice. This provided a regular opportunity to capture further refinements and clarifications in the PACK Child guide and for the training development. One of the content developers attended the training sessions in the first phase to ensure the usability of the guide and identify challenges within the primary care setting.
Eligibility and sampling
To be eligible for inclusion in the study, nurses and doctors needed to receive PACK Child training, and caregivers and children aged birth to 13 years needed to be receiving paediatric services at the selected facilities. Policymakers needed to be responsible for delivery of primary care in public sector PHC facilities.
Data collection for the process evaluation occurred concurrently with the three phases of the pilot, enabling analysis of Phase One data to inform the sampling strategy in Phases Two and Three. All facility managers were invited to be interviewed. On a typical day, 2–3 clinicians consulted children and all were invited to participate in consultation observations. Purposive sampling was planned in Phase One to select and recruit caregivers and children and was intended to be informed by diversity of child conditions, level of deprivation and the age of the child. However, consultation observations were dependent on which children presented at the facility on the day of data collection, and on nurses identifying and approaching eligible participants in the waiting room areas. In Phase One, nurses approached all eligible participants unless they decided it would not be appropriate to do so (e.g. child needed urgent attention and the mother was distressed). However, the limited number of children in Phase One who had a chronic condition or were older than 5 years informed identification and inclusion of these children in Phases Two and Three. To do so, we asked facilities to prioritise approaching caregivers of children who met these criteria. Similarly, the inclusion of only nurses in Phase One informed a proactive attempt to include doctors in Phases 2 and 3. We asked doctors in each facility if and when they consulted with children and then asked them to approach the caregiver and child about participation in the research. Senior paediatric managers, facility managers, nurses and doctors involved in the pilot; and policymakers from the City of Cape Town and Western Cape departments of health were invited to participate in stakeholder focus groups to review findings and facilitate discussions on the implications of PACK Child for wider implementation.
Ethics approval was obtained from University of Cape Town Human Research Ethics Committee, City of Cape Town Research Ethics Committee and the Western Cape Provincial Health Research Committee. Written consent for interviews and observations was obtained from all facility managers, clinicians and caregivers. Children over 7 years old were asked to give assent to their participation. Caregivers and children were asked to consent to interview and observation on the day they attended the clinic. Facility managers provided consent for observations of non-clinical areas. All participants were provided with written information about the research, informed that their participation was voluntary and that they could withdraw from participation at any time.
To understand how PHC facilities were organised to provide child care, and the interaction between contextual features and intervention delivery, we firstly analysed manager and policymaker interview data, and field notes of our observations of waiting rooms and reception areas. All interviews were transcribed verbatim and thematically analysed. Themes and field notes from observations of waiting room areas were compared to identify and describe similarities and differences in the organisation and flow of patients across facilities. Secondly, we analysed the audio-recordings, transcriptions and researcher field notes of consultations to understand how macro- and meso-contextual features shaped, and were shaped by nurses' interactions with caregivers and children. A key focus was to identify instances of how use of PACK Child aligned with routine practice, providing “telling cases”  of the wider social forces structuring intervention delivery at the point of delivery.
Audio recordings of consultations were transcribed verbatim. A sub-sample was transcribed using conversation analytic conventions [41, 42] to provide detailed evidence of how clinicians' use of the PACK Child guide was negotiated within interactions with caregivers and children. We then inductively coded each transcript by activity, for example “eliciting the child’s presenting problem”, “physical examination”, or “advice giving”. We cross-referenced these against the field notes of the researcher’s observations to determine what documentation, if any, was used during each activity. This enabled us to obtain a broad picture of the structure of consultations within and between clinicians and facilities. We then coded clinicians’ questions according to their function as part of the clinical assessment process (e.g. asking about presenting complaint, wider information gathering) and the structural form of the question (e.g. polarised, content or alternative question). This enabled us to understand patterns of questioning within each activity and the role of PACK Child and other documentation in shaping clinicians’ questioning. Using data collected during Phase One, one researcher (RC) completed all the coding of activities and questions and a second (JM) independently coded a sample 10% of the data. A Kappa score was calculated in a first round of question coding (0.72–0.83). Disagreements in coding and coding categories were discussed, refined and then a second round of coding for a further 10% of questions conducted, revealing a high level of agreement (0.92–0.94). Finally we interrogated each transcript to understand the consequences of the consultation structure and question-response sequences for the ongoing interaction, how the clinician’s use of the PACK Child guide influenced the direction of the consultation, and how this use interacted with the use of other documentation.
The analysis of qualitative data was iterative, moving between data collection and analysis to test emerging theories, comparing how managers’ views related to actual implementation of primary care and use of PACK Child. For example, managers reported particular facility processes or protocols that we then compared with our observations of waiting room areas and clinical consultations. Instances of how PACK Child aligned with routine practice within consultations provided insight into the tensions between different contextual features which we could then investigate further in subsequent observations and triangulate with data obtained from manager interviews.
The synthesised data were then used to map macro-, meso- and micro-contextual features with a consideration of how national policy at a macro level impacted on the organisation and skill mix of staff at a meso level, and then ultimately how care was delivered to children at a micro level within consultations. By focusing on (mis) alignments to implementation and setting the PACK Child intervention within a contextual framework, we were able to make the transition from the identification of patterns of PACK Child use in specific facilities, to theoretical explanations of how different structural relations and mechanisms organise moments of delivery, facilitating generalisable inferences and predictions on how to optimize PACK Child for future implementation.
We conducted ten facility manager interviews (one per facility); one focus group with 24 stakeholders including clinicians, policymakers and senior paediatric managers (involving four smaller group discussions); ten observations (one per facility) of waiting room and reception areas; and 53 observations with audio-recordings of clinical consultations with children and caregivers, (Phase 1 = 16; Phase 2 = 13; Phase 3 = 24), totalling 18 h and generating 595 pages of transcripts. Forty consultations were conducted in English, eight in Afrikaans and five in isiXhosa. In Phase One, observations were interspersed between the eight PACK Child training sessions. Our analysis of these data identified clinicians reading aloud from the guide during consultations and difficulties using the guide alongside other medical documentation. This insight highlighted the importance of allowing time for clinicians to practise using the PACK Child guide and informed theoretical sampling of further observations in Phase Two and Three, which we timed to be conducted once the PACK Child training sessions had been completed at facilities. Following the high proportion of children presenting with acute infections in Phase One, we also attempted to sample children presenting with chronic conditions in Phases Two and Three. In Phase Three, one child with asthma and nine with eczema were included.
First we report macro-, meso- and micro-contextual features of paediatric primary care which had an impact on the integration of PACK Child at the point of delivery within consultations. In Tables 2 and 3 we have set out the macro and meso elements of context, with illustrative quotes from facility manager interviews. We then present extracts from the audio-recorded consultations, providing telling cases of how macro- and meso-contextual features were made salient by clinicians at a micro-contextual level, specifically in terms of how they used the PACK Child guide alongside other documentation and how they interacted with children and caregivers.
A particular challenge was how clinicians worked to incorporate the training and guide alongside pre-existing practice, while complying with provincial requirements to complete IMCI checklists and in half of the facilities, new Integrated Care Stationery for auditing the clinical management of children aged under five. Figure 1 is an extract of observational field notes recorded by a researcher over a three-hour period observing a facility waiting room area during Phase One. The diagram shows lines of benches, three consulting rooms, a triage area staffed by enrolled nurses and a breastfeeding corner. The field notes report a two-hour period of observing the triage desk. Triage commenced 3 h after caregivers and children arrived at the facility, following delays in retrieving the child’s medical notes. Children presented as well or with acute symptoms, typically a rash, sore throat or fever. Children were weighed at the triage desk. The enrolled nurse did not plot the weight or interpret the growth of the child. Once caregivers had answered the same three questions (i.e. age, weight, problem) there was no further clinical assessment until their consultation with a nurse. These field notes represent a broader pattern we observed, of caregivers attending facilities with children aged 0–5 years when they had acute symptoms, or needed immunisations and their growth monitoring; and PHC facilities predominantly oriented to deploying nursing staff to consult and treat children’s symptoms as discrete episodes with little consideration of the child’s long-term health needs.
The impact of the organisational context on the use of PACK Child during consultations
Clinicians participating in consultation observations included clinical nurse practitioners (n = 17), professional nurses (n = 11), doctors (n = 3) and enrolled nurses (n = 2). Three children were aged under 2 months, 37 between 2 months and 5 years, and 13 children were 5 years or older. Reasons for seeking a consultation for their child predominantly included acute symptoms suggestive of a viral infection, including rash (n = 14), cough (n = 7) and other respiratory symptoms (n = 7). Ten children presented with likely long term conditions – eczema (n = 8) and asthma (n = 2). Remaining reasons included eye symptoms, gastro-intestinal problems, injury and visits for immunisations. We now examine how the macro- and meso-contextual features impacted on clinician-caregiver-child interactions. In doing so, we are observing an interaction at a micro-contextual level, between the approach of PACK Child with a focus on children aged 0–13 years covering acute and long-term health conditions and screening of the well child, and the existing healthcare system where IMCI policy  and use of the RtHB  are embedded, and ICS is being introduced.
Clinical assessment questions
In our sample of 53 audio-recorded consultations we identified and coded 1218 clinical assessment questions. Table 4 displays four important features about the nature of these questions in our sample. Firstly, the three highest number of question types were oriented to topics required by IMCI – acute symptom management (wider information gathering and reported complaint) and growth monitoring, immunisations and questions about feeding, making up 56% of all questions. This partly reflects the characteristics of our sample with 37 out of 53 children presenting with acute physical symptoms but also reveals the orientation to IMCI policy within consultations. Secondly, 84% of psychosocial questions were delivered as polar questions, with only 14% delivered as content questions (i.e. questions with “what”, “where”, “why”, “how” formulations). Polar questions  are questions that are either interrogative or declarative and are designed to prefer either a “yes” or “no” response. In the process of clinical assessment, clinicians’ use of polar questions have also been shown to frequently prefer no problem answers [33, 46]. For example, “And she is weeing ok?” is a declarative question designed to prefer a yes and rule out dehydration, whilst the inclusion of “at all” tilts the interrogative “Has she vomited at all?” to prefer a no and the absence of vomiting. Applying this to questions designed to elicit potentially sensitive psychosocial issues, the high proportion of polar questions relative to content questions suggests that clinicians did not design questions which invited disclosure of psychosocial problems around the child. Thirdly, the number of questions about long-term health conditions (other than TB and HIV), located in 18 out of the 53 consultations shows that clinicians sometimes identified symptoms as markers of potential chronic conditions, prompted by the routine care and long-term condition pages within the PACK Child guide. Questions included those aimed at determining if the child had an allergy, asthma, mental health or behavioural difficulties. Finally, we identified only six questions that elicited caregivers’ concerns, ideas or expectations and only nine questions that assessed past medical care (excluding TB and HIV). While the PACK Child intervention does not specifically prompt clinicians to elicit caregiver’s perspectives, this finding suggests that the clinicians in our sample did not habitually ask questions that attempted to gain a picture of the child beyond the specific problem presented on the day.
Taken together, these different features of clinical assessment questions suggest that clinicians were negotiating an institutionalised practice to treat symptoms as acute episodes that need to be assessed according to level of risk on the day, with a different approach which views symptoms as potential indicators of underlying conditions. In doing so, clinicians could be seen to be operating in a transitional space between a risk minimisation approach on the day to risk minimisation over time. The challenge in making this transition is most clearly seen in the use of polar questions to elicit psychosocial issues. Rather than viewing the predominance of polar questions designed to limit disclosure of psychosocial issues as a failure of nurse performance, we can see these questions as a manifestation of the wider healthcare system in which they were operating. Working within an everyday context where large numbers of children from impoverished backgrounds with high rates of adversity present with acute symptoms that clinicians need to assess for risk, monitor growth, check immunisations and feeding in busy, time-constrained consultations with limited confidential spaces and referral resources, it is unsurprising that nurses adopted to phrase these questions in such a way that it limited the possibility of disclosure of sensitive psychosocial problems.
Introducing the PACK Child guide into routine consultations
An issue for the delivery of PACK Child consultations is how clinicians negotiated different routine care and symptom-based activities, various sections of the PACK Child guide, whilst also completing necessary documentation. The extract in Table 5 provides a “telling case” of this negotiation , taken from a consultation conducted in one of the facilities participating in Phase Three of the study, which involved a nurse using PACK Child to manage and treat a three-year-old child presenting with a cough.
The transcript of this consultation shows the predominance of different medical documents and guidelines which clinicians had to navigate within the consultations, in this case the IMCI checklist, RtHB and PACK Child guide. Following a question about the duration of the child’s cough, the extract begins with the nurse using the IMCI checklist to complete three tasks, asking about the child’s temperature, examining the child’s hands and checking the mother’s HIV status. For each of these tasks we can see how the IMCI checklist plays a key role in steering the nurse questioning and sequence of activities within the consultation. At 2 min and 47 s, and after completing the IMCI checklist, the nurse opens the PACK Child guide for the first time whilst also referring to the RtHB. The nurse identifies which page in the guide deals with coughs but also the routine care page, where each PACK Child consultation is intended to begin. The nurse selects the routine care page and checks what needs to be covered in the consultation. Prompted to check the child’s weight the nurse then searches for the RtHB and plots the child’s weight as required.
Following the end of this extract the nurse then continues to check items prompted on the PACK Child routine care page, including TB risk, immunisation status, vitamin A and deworming. After completing these tasks at 10 min and 30 s, the nurse states that “we are going to the real problem now” and turns to page 50 in the guide to address the child’s cough. The numerous pauses in this extract, elongated vowels by the nurse and the sound of the nurse searching for different pages (as heard on the recording), indicate the work the nurse is doing to navigate and complete all three documents and demonstrate the central role of documentation within paediatric consultations.
While this extract clearly shows the burden of documentation within paediatric consultations, it also reveals a broader tension between IMCI policy , oriented to acute episodic care, and PACK Child which is attempting to embed routine care into every consultation, with a view to longer term care over time. As we have argued, these broader policy and institutionalised tensions play out a micro-contextual level within clinician-caregiver interactions, offering explanations that go beyond a focus solely on individual clinician’s competency.
Responding to and managing long-term conditions
In assessing clinicians’ ability to use PACK Child to facilitate diagnosis and management of long term health conditions, an important task was how clinicians responded when conditions or psychosocial problems were identified. Tables 6 and 7 contain extracts from two consultations conducted in Phase 3 facilities; telling cases which provide insight into how macro- and meso- contextual features constrained or enabled clinicians to respond to the needs of children.
The extract in Table 6 demonstrates a lack of information provided by tertiary or social services surrounding the child’s behaviour and problems with his parents, with the nurse needing to decide how to respond within the constraints of a time-limited consultation which also required her to tackle the child’s sore throat symptoms. Despite the availability of pages within PACK Child that guide the clinician on how to manage symptoms of behaviour, anger and abuse, thereby offering the opportunity for the nurse to support continuity of care between primary and tertiary services, the nurse instead redirects the focus from a complex set of psychosocial issues back to the acute physical symptom.
In contrast, the extract in Table 7 illustrates a nurse operating in the transitional space between a health care system structured to focus on treating acute symptoms and PACK Child that supports ongoing care of long-term conditions. The clinical nurse practitioner, using the PACK Child guide is able to prescribe an inhaled corticosteroid for asthma, successfully diagnose comorbid allergic rhinitis, and books a follow-up appointment for the child. However, the nurse doesn’t explore which inhalers the child is already using, follow the guide as instructed in the training programme, or ask questions about previous exacerbations or hospitalisations.
Tables 5, 6, 7 provide “telling cases”  which empirically expose a broader tension between a primary care system oriented to acute symptom management and PACK Child’s focus on care for the child over time, illustrated through nurses’ use of different documentation (Table 5); tensions between PACK Child’s orientation to routine care and psychosocial issues, and a healthcare system oriented to acute physical symptoms (Table 6); and nurses having some success in using PACK Child to treat chronic conditions but struggling to orientate to a view of the child’s condition over time (Table 7). These instances triangulate with the ethnographic observational data (Fig. 1) that showed a predominance of children under 5 presenting at facilities with acute symptoms; interviews with facility managers who reported children with chronic illnesses were routinely referred to tertiary level hospitals (Table 3); and the analysis of questions (Table 4) that found clinicians predominantly asking questions required by IMCI, psychosocial questions designed to minimise rather than invite disclosure of problems, and a scarcity of questions that attempted to elicit caregiver perspectives or the child’s medical history.
The PACK Child intervention was developed to address the limitations of IMCI in tackling preventable and treatable conditions in children, expanding a focus from under-fives to children aged up to 13 years and those living with long term health conditions. However, implementation of PACK Child needs to take place within a primary healthcare system that primarily deploys professional nurses focusing on conditions covered by IMCI, and restricts nurse prescribing for common long-term health conditions like asthma and eczema. This presents a number of challenges for how best to embed an intervention into routine practice that aims to provide more holistic care across age groups, a spectrum of acute and chronic conditions and constellations of clinical and psychosocial needs. The mapping of macro- and meso-contextual features, observation of patient flow within waiting room areas, the profile of patients within our sample and the analysis of consultations provided insight into how these challenges are rooted in primary care facilities that are institutionalised to receive and treat children 0–5 years, predominantly for acute symptoms, to monitor growth and ensure immunisations are up to date.
The extracts from clinical consultations presented within this article offer insight into how clinicians struggled to integrate the use of PACK Child alongside either the IMCI checklist, ICS and RtHB, producing disjointed consultation structures. This finding highlights that caution should be exercised when asking clinicians to manage different documentation within consultations. However, to focus solely on the difficulties of managing documentation within consultations would be to reduce the interpretation of findings to individual clinician performance, thereby isolating the clinician’s behaviour from the wider healthcare system in which that performance is structured and brought into action. Such a reduction in focus has typically been a limitation of research that has assessed nurse adherence to IMCI [28, 29, 47, 48]. A more important conclusion to be taken from the extracts we have reported here is that they reveal tensions between broader policies that are invoked by clinicians when using these different documentation in their interactions with caregivers and children. Firstly, the IMCI checklist was designed to operationalise a risk minimisation policy aimed at tackling the leading causes of child mortality. The clinician must record information primarily using tick boxes that inevitably drive the design and sequencing of clinical assessment questions to rule out the presence of life-threatening conditions. Secondly the ICS, which incorporates IMCI risk minimisation components, represents an extension of IMCI to provide continuity of documentation, using columns to track previous visits. It was also designed to complement PACK Child, with space to record a range of long-term conditions, to support ongoing routine care of children 0–5 years (a separate form for children aged over 6 years), as well as addressing the psychosocial context and risks surrounding the child. The PACK Child guide and ICS are therefore documents that embody a broader agenda to tackle a perceived absence in the continuity of information for children, an assessment of progress of the child over time and the importance of tracking long-term health conditions as the child develops. A different approach to the consultation is therefore required, utilising questions that orientate more closely to facilitating diagnosis of underlying conditions, track the child’s medical history and enable disclosure of potentially sensitive psychosocial issues. Finally, the RtHB is also designed on a principle of ensuring continuity of information including growth monitoring charts, largely duplicating information within the IMCI and ICS documents to be kept by the caregiver.
The clinician, when using these different documents in one consultation is therefore navigating his/her way through these different policies recontextualised at a micro-level into different consultation structures and question formats which may not be neatly aligned. The interactions we observed are therefore manifestations of these misalignments, including clinicians using polar-declarative questions to elicit psychosocial issues, avoiding difficult social problems in favour of acute physical symptoms, and interactions that display clinicians attempting to make a transition from a focus on symptoms as discrete episodes to underlying conditions that need to tracked and managed over time. The point being made here is that whilst streamlining documentation is important for enhancing the potential for comprehensive care, it needs to be supported by a healthcare system that is structured to minimise risk and support wellness of children and families over time alongside a risk minimisation policy for acute illness episodes.
Optimising the implementation of PACK Child
By investigating the use of PACK Child within a broader contextual framework we were able to develop hypothetical propositions for optimising the implementation of PACK Child on a wider-scale. Importantly, and in contrast to previous observational research of paediatric primary care in LMICs [28, 29, 47, 48], this approach facilitates the generation of strategies for strengthening the healthcare system that may greatly enhance the impact of training and the practice of clinicians within paediatric consultations.
At a macro level, our evidence strongly suggests that the current paediatric care offering urgently needs revising to facilitate enhanced skills, knowledge and deployment of nursing staff with the right levels of expertise to better address the acute illnesses of children of all ages but also to more adequately treat and support children living with long term health conditions. Such conditions may include a complex mixture of physical, behavioural, psychological and social problems that are being sustained and perpetuated over time. PACK Child was designed to meet these needs if structural changes facilitate a clinical practice that orientates to continuous rather than episodic care. Previous evidence has already emphasised the need for a more systematic implementation programme of IMCI [49, 50], and for not relying solely on training to improve quality of care. Our evidence supports this recommendation but emphasises that without reorienting primary health care towards a view of the child and family evolving over time, the full range of health and social needs of children will remain unaddressed .
At a meso level, the capacity for clinicians working in a busy facility environment to deliver care that adequately addresses a complex array of needs, whilst also meeting provincial requirements to complete documentation is clearly challenging. In addition, while in theory comprehensive services are available for selected conditions at facilities, caregivers and children often have to see multiple clinicians in order to receive the care they require. Additional touchpoints are likely to entail increased loss to follow-up, are not person-centric, may be an inefficient use of clinical resources as well as presenting infection control risks for children. The PACK Child guide is designed to support clinicians to provide more comprehensive care without unnecessary duplication but requires facilities to consider how best to deploy staff resources to meet this objective. The inclusion of a “health systems strengthening” session within the PACK Child training programme (Additional file 6), which asked clinicians to examine the distribution of roles at different points in the facility visit, represents an initial attempt to streamline care. The evolving use of digital technologies also offers potential for supporting streamlined care and ensuring continuity of information across contacts, and lessons learnt from piloting digitised versions of PACK guidelines have already been reported .
Whilst the PACK Child intervention was designed to incorporate routine care into every consultation our findings highlight the need to carefully consider how to deploy resources to effectively meet the range of children’s needs and to prioritise requirements of routine care to make this activity more efficient. Our findings illustrate that such challenges are particularly pertinent for screening and responding to psychosocial issues surrounding the child, demonstrating that asking caregivers about psychosocial issues may have limited impact when embedded as part of a list of routine screening questions. Similarly, clinicians need to know how to respond appropriately when psychoscocial issues are disclosed. As well as clearly mapping social and community resources before introducing PACK Child at a facility, alternative solutions to routine screening within consultations could lie in mobilising community health workers to build relationships with families and ask more specific and targeted questions that might support the child more effectively over the long term .
At a micro level, detailed consideration is required regarding how to better integrate medical record stationery alongside PACK Child, so as to streamline and free up consultation time, which will allow for more involvement of caregivers and children. Consultations have to be optimised to maximally benefit the child, not just in terms of their specific problem on the day but an approach that enables the child’s history and onward referrals to be tracked and followed on through at subsequent consultations and with different professionals. In this respect the ICS offers advances over the IMCI Checklist and has been adopted for province-wide implementation since completion of this study. Caregivers provided detailed accounts of their children’s healthcare utilisation and symptoms in this study, and should not be overlooked in systems that cannot guarantee continuity of provider.
Strengths and limitations
This process evaluation was to our knowledge the first study in LMICs to use a linguistic ethnographic methodology to map salient macro-, meso- and micro-contextual features of child health systems and attempt to identify relationships between different contextual features and the implementation of a complex healthcare intervention within clinical consultations. By analysing clinician-caregiver-documentation interactions and working laterally across different data types, we were able to generate theoretical generalisations regarding the relationship between the broader context of South African healthcare and the specific moments of delivery in which PACK Child was being introduced. A particular strength of this analysis was the extensive use of observational data and identification of misalignments to delivery, functioning as telling cases that expose broader tensions between the existing healthcare system and the PACK Child intervention. This presented a significant advantage over solely relying on stakeholder perspectives of delivery in order to understand the realities of embedding a new complex healthcare intervention into existing practice.
Our observations of consultations were likely affected by the researcher’s presence and limited by the timing of data collection, which was both during and immediately following completion of the PACK Child training programme. This meant that we were observing clinicians who had limited time to develop their skills using all components of the PACK Child guide and may have been anxious about the researcher judging their performance. However, our focus was not solely on the extent to which clinicians followed each element of the guide, but more specifically how their use of the guide and interaction with caregivers and children was a result of the contextual conditions under which they were working. As we have described this included a negotiation of PACK Child alongside other documentation.
We faced some difficulties recruiting and selecting a diverse group of children and caregivers as we were reliant on which children presented on any given day and on the availability of nurses to enable us to observe consultations. Only ten of the 53 consultations were for children presenting with chronic conditions and only two of these were scheduled visits. Two PHC facilities held dedicated asthma and eczema clinics and it is possible that other scheduled visits produced different behaviours to the ones we observed. However, the breadth of observational, documentary and reported evidence we obtained, which demonstrates an institutionalised orientation to acute symptom management on the day of presentation, suggests that our study was not lacking in evidence of a practice where chronic illnesses were systematically identified and managed at a primary care level.
This research was carried out in the Western Cape province, inevitably limiting the transferability of the findings to parts of South Africa with fewer doctors and clinical nurse practitioners, or indeed to other LMICs with differing healthcare systems. However, a key objective of this study was to identify how best to optimise the delivery of PACK Child, generating recommendations for both the design of the intervention and the organisation of paediatric care more generally. For example, while Integrated Clinical Stationery is a Western Cape initiative, our findings emphasise the need for caution about the form and quantity of documentation generally, which may function to perpetuate risk minimisation and reduce person centredness, applicable no matter what stationery is used. The depth of the analysis within this study unpicked relationships between intervention and context that are far-reaching beyond the specific documentation, skills and resources that we observed in the Western Cape, offering wider theoretical generalisability, both in South Africa and low and middle income countries generally.
More than two decades since IMCI was introduced, our findings reveal that a review of the priorities for paediatric healthcare are now required, alongside a detailed consideration of how different policies are translated into practice at an institutional level. Health systems need to buy into a transitional space where both risk minimisation and longer term care for the child over time can be more readily accommodated through review of who provides what care in what consultation. This includes making a shift from risk minimisation on the day to risk minimisation and promotion of wellness over time. Once such an approach is in place facilities will arguably be better placed to tackle a range of problems including complex psychosocial issues that may surround the child. The PACK Child guide and training programme could be instrumental in initiating such a shift on the ground within the realities of everyday primary care. To maximise its potential requires a healthcare system that makes a similar shift from acute illness paradigm to a larger remit of enabling the child to survive, thrive and transform.
Availability of data and materials
The datasets generated and/or analysed during the current study are not publicly available due to data transcripts including personal participant information not suitable for sharing, but are available from the corresponding author on reasonable request.
Human Immuno-deficiency Virus
Integrated Clinical Stationery
Integrated Management of Childhood Illness
Knowledge Translation Unit
Low and middle-income country
Practical Approach to Care Kit
Primary Health Care
Road to Health Booklet
World Health Organisation
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We would like to thank all caregivers and children, clinicians, managers, policymakers and trainers who participated in the process evaluation. The University of Cape Town Lung Institute and The Children’s Hospital Trust, South Africa provided funding to support the development of the PACK Child guide. Lara Fairall acknowledges funding from the UK’s National Institute of Health Research (NIHR) through King’s College London’s ASSET Programme on Health Systems Strengthening in sub-Saharan Africa (16/136/54).
This research is funded by the Joint Health Systems Research Initiative (Department for International Development, Economic and Social Research Council, UK Medical Research Council and Wellcome Trust). Grant ref.: MR/R004080/1. The funder had no role in the design of the study, collection, analysis, interpretation of data or writing of the manuscript.
Ethics approval and consent to participate
Approval was obtained from University of Cape Town Human Research Ethics Committee (568/2017), City of Cape Town Research Ethics Committee (7876) and the Western Cape Provincial Health Research Committee (WC_201709_011). All research participants provided written informed consent before any data collection commenced. Where participants were children (under 16 years old), written informed consent was obtained from caregivers (parents or guardians). Children over 7 years old were also asked to give assent to their participation.
Consent for publication
We have read and understood BMC HSR policy on declaration of interests and declare that Lara Fairall, Eric Bateman, Robyn Curran, Makhosazana Lungile, and Sandra Picken are employees of the KTU. Professor Bateman reports personal fees from Novartis, Menarini, ALK, Sanofi Regeneron, Boehringer Ingelheim and AstraZeneca, for work outside the submitted work. Professor Bateman is also a Member of Global Initiative for Asthma Board and Science Committee.
Since August 2015 the KTU and BMJ have been engaged in a non-profit partnership to provide continuous evidence updates for PACK, expand PACK related supported services to countries and organisations as requested, and where appropriate license PACK content. The KTU and BMJ co-fund core positions, including a PACK Global Development Director, and receive no profits from the partnership. PACK receives no funding from the pharmaceutical industry.
Springer Nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.
Child > 2 months old: Routine Care. Sample of routine care page from PACK Child guide.
Sick Child Age 2 months to 5 years. Sample of IMCI Checklist.
Integrated Stationery for children < 5 years. Sample of Integrated Clinical Stationery used for children less than 5.
Road to Health Booklet. A sample of the road to health booklet (version used during the pilot).
Observation guide-Non Clinical Areas. Observation guide for non-clinical areas.
PACK Child Training Programme and Cascade Model. Model of Training and Cascade Model.
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Cite this article
Murdoch, J., Curran, R., Cornick, R. et al. Addressing the quality and scope of paediatric primary care in South Africa: evaluating contextual impacts of the introduction of the Practical Approach to Care Kit for children (PACK Child). BMC Health Serv Res 20, 479 (2020). https://doi.org/10.1186/s12913-020-05201-w
- Child health
- Health systems evaluation
- Prevention strategies
- Other study design