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Table 2 Overview of the 38 documents included in the realist synthesis

From: Strengthening open disclosure after incidents in maternity care: a realist synthesis of international research evidence

Focus of Improvement

Lead Author & Publication Year

National Context

Publication type

Ranking (Relevance)

Ranking (Rigour)

Aims and objectives

Research Design

Improvement/Intervention Specified

Family-Clinician

Relations and Care Provision

Bakhbakhi D. (2017) [58, 59]

High-Income countries

Peer- reviewed Research

1

1

Review of latest published research, guidelines, and best practice points

Evidence Review

Stillbirth Bereavement Care

 

Ellis A. (2016) [60]

Western High-Income Countries

Peer-reviewed Research

2

1

Synthesis and meta synthesis of parents’ and healthcare workers’ experiences of maternity bereavement care in hospital settings

Systematic Literature Review

Practical learning points to improve research, training and ultimately care of parents who experience late stillbirth (> 24 weeks)

 

Downe S. (2013) [61]

UK

Peer-reviewed Research

2

2

Analysis of parents’ experiences and views of interactions with hospital staff after perinatal death

Qualitative

Care of parents after perinatal bereavement

 

Heazell A. (2013) [62]

International

Conference Proceeding Report

2

2

Evidence-based summary of international conference proceedings

Evidence Review

Bereavement support after stillbirth

 

Make Births Better (2020) [63]

UK

Research Report

2

2

Findings on reported access to support after a difficult birth experience. Findings on professional training and service provision for this support

Survey

Birth Trauma Care and Support for Women, Families and Professionals

 

Redshaw M. (2014) [64]

UK

Research Report

3

2

Investigation of parents’ experiences of care after stillbirth or death of their baby after birth, including offering and information of post-mortem and professional support to understand the report

National Survey

Bereavement care after stillbirth or death of a baby after birth

 

Stanford S. (2016) [65]

England

Peer-reviewed Article

1

1

Narrative account of experience of harmful event during maternity care; difficulties with communication and outcomes for women and family

Qualitative

Communication and candour issues, women’s story, and response by a professional college

Clinical Skills, Training and Post-Incident Support

Bonnema R.A. (2009) [66]

USA

Peer-reviewed Research

3

1

Post-intervention study of pilot training intervention to evaluate effectiveness of ‘Being Open’ training

Survey

‘Being Open’ and Breaking Bad News graduate training

 

Coughlan B. (2017) [67]

Europe

Peer-reviewed Research

2

1

Narrative review of phenomenon of ‘second victims’ and remediation systems in maternity services

Evidence Review

‘Second Victims’ of avoidable adverse events in maternity care

 

Karkowsky C.E. (2016) [68]

USA

Peer-reviewed Research

3

1

Assessment of trainee-assessed effectiveness of simulation training for breaking bad news situations in obstetrics

Randomised prospective trial

Simulation training with obstetric residents

 

Raemer D.B. (2016) [69]

USA

Peer-reviewed Research

1

1

Testing of best practice guideline for disclosure and apology to improve communication performance

Randomised Trial

Mixed-realism simulation

Perinatal Mortality Review (Development & Evaluation)

Bakhbakhi D. (2017b) [59]

England

Peer-reviewed Research

1

1

Analysis of bereaved parents’ views on involvement in the perinatal mortality review process

Qualitative

Parents' Active Role and ENgagement in The review of their Stillbirth/perinatal death (PARENTS) perinatal mortality review design portfolio

 

Bakhbakhi D. (2018) [70]

England

Peer-reviewed Research

1

1

Exploration of healthcare professionals’ views on acceptability of and support for parent engagement in the perinatal mortality review process

Qualitative

PARENTS perinatal mortality review design portfolio

 

Bakhbakhi D. (2019) [71]

England

Peer-reviewed Research

1

1

Development of core principles and recommendations for parental engagement in Perinatal Mortality Review Tool

Qualitative

PARENTS perinatal mortality review design portfolio

 

Boyle et al. (2021) [72]

High-income countries

Peer-reviewed Research

2

1

Investigation of perinatal morality review meeting practices, including the extent of parent engagement, as reported by healthcare professionals in six countries

Survey

Perinatal mortality review meetings

 

Burden C.B. (2018) [73]

England

Report

2

2

Summary of evidence-based policy recommendations arising from the PARENTS studies

Evidence Summary

PARENTS perinatal mortality review design portfolio

 

Chepkin S. (2019) [30]

England

Research Report

1

2

First annual report on progress of implementation of the perinatal morality review tool

Thematic Review

Perinatal Morality Review Tool Progress Report

 

Kurinczick J.J. (2020) [34]

England

Progress Report

1

2

Second annual report of progress of the national perinatal morality review tool

Thematic review

Perinatal Morality Review Tool Progress Report

 

Sauvegrain P. (2020) [74]

France

Peer-reviewed Research

1

1

Examination of effects of implementation of mother’s inclusion in perinatal mortality audit interviews

Mixed methods

District-level Perinatal Mortality Audit

Organisation or Service Level Pilots & Evaluations

Bennett J.B. (2016) [75]

Scotland

Conference Presentation

1

3

Summary of principles, requirements, and initial outcomes of the ‘Being Open’ project (for scalability of training package)

Progress Summary

‘Being Open’ Scotland

 

Gluyas H. (2011) [76]

Australia

Peer-reviewed Research

2

1

Case study of hospital-level changes following an inquiry to review the quality of obstetric and gynaecological services

Qualitative

Clinical Governance

 

Healthcare Improvement Scotland (2016) [77]

Scotland

Resources with evidence of effect

1

2

Checklists, resources, and outcomes evidence developed for ‘Being Open’ pilot

Qualitative

‘Being Open’ training and staff support pilot resource

 

Hendrich A. (2014) [78]

USA

Peer-reviewed Research

1

1

Case study of implementation of full disclosure protocol in 5 pilot sites (one organisation)

Mixed methods

Labour and delivery units

 

Pillinger J.P. (2016) [53]

Ireland

Research Report

1

2

Process evaluation of implementation of open disclosure pilot programme piloted in 2 acute hospitals (including maternity units)

Qualitative

Trust Pilot Schemes

 

Santos P. (2015) [79]

USA

Peer-reviewed Research

2

1

Evaluation of a multi-faceted model for managing malpractice in obstetrics, including a disclosure programme

Qualitative

Disclosure Programme

 

Scholefield H. (2007) [49]

England

Peer-reviewed research

1

1

Organisational case study of improvement in quality and risk management processes in obstetrics, including parent involvement in adverse events

Document analysis

Internal Trust Investigations/Local Review

National and Regional Interventions, Evaluations & Audits

Care Quality Commission (2016) [50]

England

Research Report

1

2

Review of processes and systems in NHS Trusts in England on how NHS trusts identify, investigate, and learn from the deaths of people under their care

Mixed methods

NHS Trust Investigations and Reviews of deaths of patients (including maternity units) Local Review

Care Quality Commission (2019) [51]

England

Research Report

1

2

Review progress and examples of good practice in implementation of the learning from deaths guidance

Qualitative

Learning from Deaths guidance implementation

 

Health Safety Investigation Branch (2020) [80]

England

Progress Report

1

2

Report on progress of engagement of families in independent investigations

Survey

Family involvement in external investigations of serious incidents (including maternity incidents)

 

Iedema R.A. (2008a) [6]

Australia

Peer-reviewed Research

1

1

Determination of which aspects of open disclosure ‘work’ for patients and healthcare staff (including maternity services)

Qualitative

Australian Open Disclosure pilot

 

Iedema R.A. (2008b) [54]

Australia

Peer-reviewed Research

1

1

Exploration of patients’ and family perceptions of Open Disclosure of adverse events that occurred during their health care (including maternity care)

Qualitative

Australian Open Disclosure pilot

 

Kenyon S. (2017) [29]

England

Research Report

2

2

Examination of local reviews of a random selection of eligible cases reported to the perinatal confidential enquiry on inter-partum and intra-partum related neonatal death, including parent notification and involvement

Thematic review

Trust-based local reviews of inter-partum and intra-partum related neonatal death

 

Magro, M. (2017) [31]

England

Research Report

1

2

Thematic review of NHSR data to identify the clinical and non-clinical themes from cerebral palsy claim records that resulted in claim compensation and to highlight areas for shared learning and improvement, including family involvement in serious incident reviews

Thematic Review

Serious incident Investigation summaries submitted to NIHR for progression of cerebral palsy claim

 

NHS Improvement (2018) [52]

England

Research Report

1

2

National consultation (of patients, families, the public, commissioners, providers, and professional bodies) on factors affecting serious incident investigations (including maternity) in NHS Trusts

Mixed methods

Serious Incident Framework Implementation

 

NHS Resolution (2019) [17]

England

Progress Report

1

2

Analysis of a pragmatic sample of cases of potentially severe brain injured babies reported into year 1 of the Early Notification Scheme, including notification and communication with families

Mixed-Methods Thematic Review

Early Notification Scheme progress report

 

Quinn A.M. (2008) [81]

USA

Peer-reviewed Research

2

1

Description of origins and outcomes of 3Rs programme for patients, physicians, and programme officers (including maternity)

Qualitative

The 3Rs programme (early disclosure and resolution program)

 

Sakala C. (2013) [82]

USA

Peer-reviewed Research

3

1

Literature synthesis of policy strategies most likely to mitigate harmful effects of the liability (tort) system for families

Evidence Review

Liability Systems

 

Sorensen R. (2008) [48]

Australia

Peer-reviewed Research

1

1

Analysis of views on open disclosure of medical errors by health care professionals and managers and identification of workforce and systems capabilities required for embedding disclosure in units

Qualitative

Australian Open Disclosure Pilot