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Table 3 Initial Programme Theory and supporting evidence

From: Identifying the context, mechanisms and outcomes underlying collective leadership in teams: building a realist programme theory

CMOC

Context

+ Mechanism

= Outcome

Evidence

1

Team training on-site

‱ Shared understanding and appreciation of others

‱ Confidence in enhanced knowledge and skills in collective leadership

‱ Greater staff satisfaction through enhanced interdisciplinary teamworking

‱ Improvements in quality and safety

‱ Enactment of shared leadership behaviours

[25,26,27,28,29,30,31]

2

Team given permission/encouragement to self-manage and use co-design or collaborative approaches for improvement

‱ Empowerment and motivation through sense of shared responsibility for team performance

‱ Teams more innovative and adaptable, characterised by a culture of learning, collaboration and continuous quality improvement

‱ Staff satisfaction

‱ Patient satisfaction

‱ Adoption and sharing of leadership roles and responsibilities

[26, 32,33,34,35,36]

Interview data

3

Dedicated time to reflect on and discuss team operations

‱ Greater role clarity

‱ System improvements, such as improvements/greater efficiencies in team processes around patient care

‱ Enhanced teamworking; increased productivity

‱ Effective team communication

‱ Greater involvement of frontline staff in decision-making

[26, 27, 32, 33, 37]

Interview data

4

Open, regular and inclusive communication and decision-making processes

‱ Enhanced trust and psychological safety

‱ Sense of shared responsibility

‱ Effective communication, knowledge sharing and conflict management

‱ Safety culture characterised by greater safety awareness and open discussion of issues

‱ Team leaders willing to share leadership responsibilities and adoption of leadership responsibilities by team members

[26, 28, 31, 33, 38, 39]

Interview data

5

Lack of organizational support/resources, senior clinical support, or a strong hierarchical culture

‱ Disempowerment

‱ Lack of confidence in approach

‱ Avoidance of team working

[28, 32, 40]

6

Strong, supportive interpersonal relationships (formal and informal)

‱ Motivation to support others due to shared burden/responsibility

‱ Trust and confidence in others’ expertise

‱ Enactment of proactive helping behaviours (role blurring) that enhance team performance

‱ Staff satisfaction and retention

Interview data

7

Collective leadership is practiced

‱ Understanding that partnership needed for effective patient care

‱ Internalization of collective leadership concepts; shared sense of responsibility for team

‱ Recognition and understanding of skills and expertise of others

‱ Patient satisfaction

‱ Improvements in patient safety and care quality

‱ Willingness to speak up

‱ Senior colleagues more open and accessible

‱ Inclusive and collaborative team working characterised by a ‘give and take’ approach

[25, 28, 30, 31, 35, 36, 39, 40]

  1. In the ‘Evidence’ column, ‘Interview data’ refers to evidence from the interview data we collected for this study, where a CMOC was evident across at least two of the three teams. The numbers relate to supporting references from the published literature