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Table 4 Factors influencing decisions for program development

From: Sustainability in Health care by Allocating Resources Effectively (SHARE) 5: developing a model for evidence-driven resource allocation in a local healthcare setting

Finding

Source

Decision

Program element

Potential benefits of disinvestment identified

Literature

Establish a program exploring disinvestment at Monash Health.

SHARE program

External environment supportive of disinvestment program

Literature & DHS documents

Internal environment supportive of disinvestment program

Monash Health Staff

Capacity for leadership in this area demonstrated

Success of new TCP program

The word ‘disinvestment’ is associated with negative connotations, high risk of engendering suspicion and distrust and getting stakeholders offside.

Literature

Monash Health Staff

Proceed carefully, avoid the term ‘disinvestment’ and use positive language.

Principles

‘Top down’ approach seen as negative. Needs to be balanced with ‘bottom up’ strategies and involvement of stakeholders.

Literature

Monash Health Staff

Implement ‘top down’ and ‘bottom up’ strategies, make stakeholder engagement a priority, and integrate methods for staff to drive change into the new systems and processes.

Principles

Preconditions

A systematic integrated approach would be better than ad hoc decisions, individuals ‘championing’ causes or projects undertaken in isolation.

SHARE leaders

International experts

Focus on organisation-wide approach to decision-making that integrates new and current systems and processes.

Principles

Perceived lack of transparency and accountability and suboptimal use of evidence in current decision-making processes. Power struggles and hidden agendas perceived to influence outcomes.

Monash Health Staff

Project team

Ensure the new systems and processes are transparent, accountable and evidence-based.

Introduce explicit criteria for disinvestment decisions.

Principles

Lack of transparency and accountability in reallocation of funding released through disinvestment would be significant barrier to effective program.

Lack of consistent terminology, absence of decision-making criteria and no guidance to inform an organisational approach.

Literature

International experts

Develop our own frameworks and methods.

Principles

Disinvestment should not be considered in isolation but alongside other decisions. Investment and disinvestment decisions are often linked, disinvestment occurs when something new is introduced.

Monash Health Staff

SHARE leaders

Project team

Do not focus on ‘disinvestment’ or ‘investment’ alone. Consider ‘resource allocation’. Establish processes along decision-making continuum from introduction to removal.

Principles

Health service staff perceive management priorities to be focused on saving money. The concepts around ‘disinvestment’ accentuate this.

Literature

Monash Health Staff

Focus on ‘effective application of health resources’ to facilitate a positive approach.

Principles

The program needs a strong positive image that reflects the new focus on ‘effective application of health resources’. Being compatible with ‘iCARE’, the familiar acronym for Monash Health values would be beneficial.

Monash Health Staff

SHARE leaders

Project team

Change the name from ‘Disinvestment Project’ to ‘SHARE’ (Sustainability in Health care by Allocating Resources Effectively)

Name

Six potential opportunities to integrate disinvestment decisions into organisational infrastructure, systems and processes were identified.

Literature

SHARE leaders

Investigate methods to implement disinvestment decisions in the six settings identified.

Systems and Processes

Undertaking disinvestment projects was a key element of the original proposal. Waiting for investigation of the six settings is too long to delay pilot projects. Some ‘quick wins’ would be valuable.

SHARE leaders

Monash Health Staff

Develop methods to identify and prioritise potential target TCPs in parallel with the investigation of the six settings. Undertake pilot projects to disinvest them.

Disinvestment projects

Current decisions are made ‘routinely’ or ‘reactively’. Introduction of TCPs is based on applications from clinicians or managers and removal of TCPs is based on emerging problems or product alerts and recalls. Research literature and local data could be used ‘proactively’ to drive health service practice.

Monash Health Staff

SHARE leaders

Project team

Build on current ‘routine/reactive’ processes that are done well.

Develop new processes to use evidence ‘proactively’ to drive decisions and/or priority setting.

Make these explicit elements of the new program.

Principles

Using evidence ‘proactively’ requires time and attention from decision-makers. The information provided must be trustworthy, applicable and sufficiently important to warrant adding to their workload.

Monash Health Staff

SHARE leaders

Develop methods to identify appropriate high-quality information, process and package it for ease of use and deliver it to the relevant decision-makers.

Systems and Processes

Decisions for resource allocation are delegated to committees and individuals. There are opportunities for improvement in the governance of these processes and to introduce routine consideration of ‘disinvestment’.

Monash Health Staff

SHARE leaders

Project team

Review processes and governance of decision-making by committees and the authority delegation schedule

Systems and Processes

There is no guidance on consumer participation in disinvestment activities.

Literature

Develop methods to capture and utilise consumer perspectives and integrate them into the new program.

Systems and Processes

With a few exceptions, committees and project teams do not routinely involve consumers in making or implementing decisions and the organisation does not have a framework for engaging consumers.

Monash Health Staff

Project team

The systems and processes for evidence-based decision-making cannot be delivered without appropriate and adequate skills and support

Literature

Monash Health Staff

Develop support services that enable capacity-building and provide expertise and practical assistance

Support Services

With a few exceptions, staff do not routinely seek evidence for decisions, are unaware of best practice in implementation and do not evaluate outcomes.

Monash Health Staff

Project team

Provide expertise, training and support in accessing and utilising evidence in decisions.

Provide expertise, training and support in implementing and evaluating evidence-based change.

Support Services

The main barriers to use of evidence and effective implementation are lack of time, knowledge, skills and resources.

Literature

Monash Health Staff

Health service projects are not usually well supported. It is common for funding to be insufficient, timelines inadequate and staff lacking in knowledge and skills in project management, data collection and analysis.

Monash Health Staff

Project team

Influence planning of disinvestment projects to ensure adequate resources and appropriate timelines.

Provide expertise, training and support in project methods and administration

Support Services

Disinvestment projects are generally based on health economic principles

Literature

Utilise in-house expertise and take an ‘evidence-driven’, rather than ‘economics-driven’, approach to investigation of disinvestment in the health service context.

Principles

Monash Health does not have expertise in health economics and does not intend to fund this in the foreseeable future

Monash Health Leaders

Safety, effectiveness, local health service utilisation and benchmarking parameters are possible alternative considerations for disinvestment.

SHARE leaders

Monash Health Staff

Project team

Monash Health has high-level expertise in accessing and using research evidence and health service data to inform decisions.

Monash Health does not have the level of expertise in health program evaluation required for SHARE and has no expertise in health economics.

Project team

Engage consultants in health program evaluation and health economics to assist in development and evaluation

Preconditions

There is no guidance to inform a systematic organisational approach.

Literature

Undertake action research to investigate the process of change in addition to program and economic evaluations.

Run a national workshop to learn and share information.

Disseminate all findings.

Evaluation and Research

In addition to detailed program and economic evaluation, understanding what happened in the process of investigation, what worked, what didn’t work and why is required.

SHARE leaders

Project team

This large program will need funds. It is consistent with the disinvestment agenda of the Victorian DHS who are sympathetic to a funding application.

DHS documents

DHS staff

Seek funding from the state health department.

Preconditions

To be successful this ambitious proposal will need endorsement, support and strategic direction from the highest level and links to those with power and influence in the organisation.

Literature

SHARE leaders

Project team

Increase membership of the Steering Committee to reflect those best able to provide the appropriate influence, direction and support.

Preconditions

All projects should be aligned to the Monash Health Strategic Goals. Program activities will be facilitated if integrated into the organisation Business Plan.

SHARE leaders

Project team

Align SHARE with the Monash Health Strategic Goals and include program activities in the annual Business Plans

Principles